Bradley Mascho Involved In Investor Complaints

Soreide Law Group is investigating possible investor claims against securities broker Bradley Carl Mascho [CRD #: 2039720, Frederick, MD]. Mascho was employed from 2009-2017 by Western International Securities. From 2006-2009, he worked for Royal Alliance Associates Inc. From 1999-2006, he worked for Legg Mason Wood Walker.

Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that Western International Securities investors disputed the sales practices of the securities broker. Evidently, investors allege sales practice violations in these disputes, including that Mascho made unsuitable transactions. Here is a brief summary of the disclosures about Mascho:

Bradley Mascho Allegedly Makes Unsuitable Transactions In Account Of Western International Securities Client

Evidently, a client of Western International Securities contested Bradley Mascho’s sales practices by filing FINRA Arbitration #: 21-01310. Supposedly, Mascho made unsuitable transactions. Allegedly, the exchange-traded funds transactions involving this securities broker resulted in damages for the client. Therefore, Western International Securities opted to settle the matter on January 28, 2022, by compensating the client in the amount of $55,000.

Western International Securities Client Accuses Mascho Of Making Unsuitable Recommendations

Also, a Western International Securities client filed FINRA Arbitration #: 20-00702 about Bradley Mascho. Specifically, the client alleged that Mascho made unsuitable recommendations. For this reason, the client purportedly sustained damages relating to investments in promissory notes. Therefore, on January 4, 2021, Western International Securities settled this matter by paying the client $110,852.

Western International Securities Client Accuses Bradley Mascho Of Bad Advice

Evidently, a Western International Securities client filed FINRA Arbitration #: 20-00034 about Bradley Mascho. Specifically, the client alleged that Mascho made unsuitable recommendations. For this reason, the client purportedly experienced damages pertaining to investments in promissory notes. Therefore, on January 4, 2021, Western International Securities settled this matter by paying the client $305,689.

Mascho Allegedly Breaches A Fiduciary Duty At Western International Securities

Also, a client of Western International Securities contested Bradley Mascho’s sales practices by filing FINRA Arbitration #: 19-01012. Supposedly, Mascho made unsuitable recommendations and breached a fiduciary duty. Allegedly, the exchange-traded funds transactions connected to this securities broker resulted in damages for the client. Therefore, Western International Securities opted to settle the matter on August 14, 2019, by compensating the client in the amount of $8,500.

Did Western International Securities Broker Bradley Mascho Cause You To Experience Damages?

Have you experienced damages by investing with Bradley Mascho? If so, get in touch with Soreide Law Group at (888) 760-6552 to discuss your situation with a securities lawyer regarding a possible recovery of your investment damages. Notably, Soreide Law Group has successfully recovered money for hundreds of investors in all 50 states. The firm represents clients through a contingency fee arrangement and advances all costs. Mascho and the brokerage firms Mascho associated with deny all allegations against them.