Investors have reportedly disputed the sales practices of securities broker Robert Steven Wilkinson [CRD: 1180321, Oakland, California], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Wilkinson worked for Western International Securities Inc. from November 26, 2013, to June 5, 2025, and later registered with LPL Financial LLC beginning June 5, […]

SEC sanctioned securities broker Steven Robert Graham (also known as Steve Graham) [CRD: 1977736, Valencia, California], and investors complained about him, according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Graham worked for Western International Securities Inc. from September 4, 2020, to June 5, 2025, before joining LPL Financial LLC on June 5, 2025. […]

Investors might have sustained losses due to securities broker Ernesto A. Chavez Jr. [CRD: 4315877, Nogales, Arizona], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Chavez worked for Western International Securities Inc. from September 29, 2015, to March 1, 2022, and later joined Emerson Equity LLC, where he has been registered […]

Investors potentially incurred losses because of securities broker David Omori Bibo (also known as Dave Bibo) [CRD: 2602436, San Jose, California], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. David Bibo worked for Western International Securities Inc. from May 22, 1997, to July 1, 2022. Investors should keep reading to find out […]

Investors have reportedly disputed the sales practices of securities broker Christopher John Browning (also known as Chris Browning and Christopher John Brownrigg) [CRD: 4786391, Scottsdale, Arizona], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Browning worked for Western International Securities from May 12, 2009, to February 5, 2024, and […]

Investors potentially experienced sales practice violations by securities broker Shannon Marie Powers (also known as Shannon Marie Catuogno and Shannon Powers-Solomon) [CRD: 2367198, Ridgefield, Washington], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Powers has worked with multiple firms, including Innovation Partners LLC and IP Financial Advisory Services LLC since […]

Investors have reportedly disputed the sales practices of securities broker Craig Gordon Johnson [CRD: 721657, Westlake Village, California], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Craig Johnson worked for Western International Securities Inc. from March 16, 2015, to June 5, 2025, and has been registered with LPL Financial LLC since […]

Investors have reportedly disputed the sales practices of securities broker Marc Michael Miller [CRD: 1133692, Tiburon, California], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Miller has been registered with Wedbush Securities Inc. since August 16, 2021, serving as both a broker and investment adviser. Read on to learn more about […]

Investors potentially incurred losses because of securities broker Matthew Thomas Stratman [CRD: 5834026, Westlake Village, California], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Stratman worked for Western International Securities Inc. from September 27, 2017, to December 31, 2023. Keep reading for details about Stratman’s disclosures. Western International Securities Investor […]