Brent O'Mara Of WealthPlan Partners Tied To Client Complaint About Private Investment

Brent Thomas O'Mara (CRD: 4260408), a former securities broker in Omaha, Nebraska, is the subject of a client complaint involving investment advice and potential investor losses, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosures. He worked with Securities America Inc. from November 4, 2016, to December 31, 2020, and WealthPlan Partners Inc. was his employing firm during alleged misconduct. Here is what the complaint alleges and how O'Mara has responded.

WealthPlan Partners Client Alleges Brent O'Mara Committed Sales Practice Violation

On June 17, 2026, a WealthPlan Partners client filed a complaint about Brent Thomas O'Mara. The client alleged that O'Mara recommended a private investment in Daylight Wine Company LLC in 2018 and that the recommendation benefited O'Mara financially. The client also said they relied on O'Mara's financial advice when making an initial $1 million investment in Daylight stock, providing a $2 million line of credit, and later investing another $200,000 in the company. For this reason, the client requested $4 million in compensation.

O'Mara denied the allegations. He said he was a personal investor in Daylight and had disclosed that outside business activity on a Form U4. He maintained that he did not recommend or solicit the investment. BrokerCheck shows that this complaint is ongoing.

What Are Unsuitable Recommendations?

A recommendation may be unsuitable if the investment or strategy does not fit a client's personal circumstances, financial situation, investment goals, risk tolerance, time horizon, liquidity needs, or other investment needs. Suitability is assessed case by case, based on the client's situation and the advice given.

Concerned About Investment Losses Involving Brent O'Mara?

Investors who believe they suffered losses because of Brent Thomas O'Mara can contact Soreide Law Group online or call (888) 760-6552 to discuss possible recovery of their investment losses with a securities attorney. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. O'Mara and the brokerage firms he worked for deny allegations of sales practice violations.