Investors potentially experienced sales practice violations due to securities broker Brett Aubrey Vetensky (also known as Brett Aubry Vetensky) [CRD: 4143000, Garden City, New York], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Brett Vetensky worked for Wells Fargo Clearing Services LLC from December 4, 2009, to June 11, 2019. He has been registered with Janney Montgomery Scott LLC since June 6, 2019. Keep reading to find out more about the disclosures involving Vetensky and the pending arbitration claim.
Particularly, on March 16, 2025, a Janney Montgomery Scott LLC client filed FINRA Arbitration No. 25-00540 about Brett Vetensky. The client alleged that Vetensky made unsuitable transactions or unauthorized transactions in the client’s account. Because of this, the client allegedly sustained damages on stocks. Therefore, the client requested $100,000 in compensation from Janney Montgomery Scott LLC or Vetensky. Evidently, this arbitration is pending a resolution.
An allegation of unauthorized trading means the broker executed transactions in a client’s account without receiving prior consent or authority to do so. Brokers are generally required to have discretionary authority or specific approval before placing trades. If a client believes that trades were made without their permission, this can give rise to a claim against the broker and their firm.
Do you have concerns or questions regarding investments you made with Brett Vetensky? You can get in touch with Soreide Law Group online or at (888) 760-6552 to speak with a securities lawyer about a possible recovery of investment-related losses. Soreide Law Group is experienced with recovering losses for investors across the US. The firm represents individuals on a contingency fee basis and advances all costs. Vetensky and any securities broker dealers / investment advisories Vetensky worked for deny any allegations of sales practice violations.
Without admitting or denying the findings, Howard Kavinsky (CRD: 5881623) consented to FINRA findings that he falsified at least 190 consolidated account statements, according to BrokerCheck. Those statements covered at least eight customers, some of whom were seniors.
Robert Burns (CRD: 1286211) faces a pending customer claim that alleges excessive trading and $200,000 in damages, according to BrokerCheck. The claim names Burns Financial Advisors, his outside RIA.
Gabriel Swan (CRD: 5821532) faces a pending customer claim that alleges $180,000 in damages, according to BrokerCheck. In it, the customer alleges Swan failed to stop him from withdrawing funds, and Swan denies any wrongdoing.
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