Investors potentially experienced sales practice violations due to securities broker Brett Aubrey Vetensky (also known as Brett Aubry Vetensky) [CRD: 4143000, Garden City, New York], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Brett Vetensky worked for Wells Fargo Clearing Services LLC from December 4, 2009, to June 11, 2019. He has been registered with Janney Montgomery Scott LLC since June 6, 2019. Keep reading to find out more about the disclosures involving Vetensky and the pending arbitration claim.
Particularly, on March 16, 2025, a Janney Montgomery Scott LLC client filed FINRA Arbitration No. 25-00540 about Brett Vetensky. The client alleged that Vetensky made unsuitable transactions or unauthorized transactions in the client’s account. Because of this, the client allegedly sustained damages on stocks. Therefore, the client requested $100,000 in compensation from Janney Montgomery Scott LLC or Vetensky. Evidently, this arbitration is pending a resolution.
An allegation of unauthorized trading means the broker executed transactions in a client’s account without receiving prior consent or authority to do so. Brokers are generally required to have discretionary authority or specific approval before placing trades. If a client believes that trades were made without their permission, this can give rise to a claim against the broker and their firm.
Do you have concerns or questions regarding investments you made with Brett Vetensky? You can get in touch with Soreide Law Group online or at (888) 760-6552 to speak with a securities lawyer about a possible recovery of investment-related losses. Soreide Law Group is experienced with recovering losses for investors across the US. The firm represents individuals on a contingency fee basis and advances all costs. Vetensky and any securities broker dealers / investment advisories Vetensky worked for deny any allegations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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