Investors apparently complained about securities broker John Thomas Hardiman [CRD: 2089333, Melville, New York], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Hardiman has been registered with Janney Montgomery Scott LLC since August 30, 2017, working there as both a broker and investment adviser. Read below to discover more […]

Investors might have sustained losses because of securities broker Jonathan Robert Harvey [CRD: 4558464, Doylestown, Pennsylvania], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Harvey worked for Janney Montgomery Scott LLC as a broker since August 30, 2002, and as an investment adviser since March 30, 2006. Keep reading for […]

Investors potentially experienced sales practice violations due to securities broker Brett Aubrey Vetensky (also known as Brett Aubry Vetensky) [CRD: 4143000, Garden City, New York], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Brett Vetensky worked for Wells Fargo Clearing Services LLC from December 4, 2009, to June 11, 2019. […]

Soreide Law Group is investigating possible investor claims against securities broker Frederick Lanfear Browne (CRD: 33217, Radnor, Pennsylvania). Notably, Janney Montgomery Scott LLC terminated the securities broker for cause. Supposedly, Browne possibly engaged in unauthorized trading. Here is a brief summary of Janney Montgomery Scott LLC’s allegations against Browne as well as information about investor […]

Barred Broker Paul Pitsironis Involved In Investor Disputes Investor Alert! Clients of Janney Montgomery Scott and Wells Fargo are filing disputes about financial advisor Apostolos “Paul” Pitsironis (CRD#: 2804907, Melville, New York). In fact, Soreide Law Group reviewed Pitsironis’ BrokerCheck Profile which shows 9 adverse disclosures. Namely, at least 7 investors from Janney Montgomery Scott […]

Did Scott Palmer Give You Bad Advice? Soreide Law Group is investigating potential investor claims against Janney Montgomery Scott general securities representative Scott Palmer (CRD#: 817586, Hackensack, New Jersey). Specifically, the broker, who worked for Janney Montgomery Scott LLC from March 2, 2007 to June 13, 2017, discloses 15 disputes, 10 of which settled through […]

Janney Montgomery Scott Sued For Unsuitable Trading for broker Barry Falk Barry Falk (CRD #870874, Palm Beach Gardens, Florida), who has been a registered representative of Janney Montgomery Scott LLC since December 19, 2002, disclosed on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck that his activities have prompted customers to collectively bring a civil suit in […]