Investors have voiced complaints about securities broker Brian Charles Kennedy (CRD: 2321416, Camp Hill, Pennsylvania). Notably, the securities broker, who worked for Lincoln Financial Advisors Corporation, disclosed client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Namely, Lincoln Financial Advisors Corporation clients allege that Kennedy made unsuitable recommendations. For more on these disclosures about Kennedy, see below.
Also, a client of Lincoln Financial Advisors Corporation contested Brian Kennedy’s sales practices by filing FINRA Arbitration: 22-01164 on June 6, 2022. Allegedly, Kennedy gave unsuitable advice. It appears that Kennedy possibly caused the client to sustain damages on oil and gas investments. Therefore, the client requested compensation from Lincoln Financial Advisors Corporation or Kennedy. However, the securities firm denied the complaint.
Notably, on April 5, 2022, a Lincoln Financial Advisors Corporation client filed FINRA Arbitration: 22-00744 about Brian Kennedy. Namely, the client alleged that Kennedy made unsuitable recommendations. Because of this, the client allegedly sustained damages on oil and gas investments. Therefore, the client requested compensation from Lincoln Financial Advisors Corporation or Kennedy. Evidently, this arbitration is pending a resolution.
Also, on March 28, 2022, a Lincoln Financial Advisors Corporation client filed FINRA Arbitration: 22-00646 about Brian Kennedy. Namely, the client alleged that Kennedy gave unsuitable advice. Because of this, the client allegedly sustained damages on oil and gas investments. Therefore, the client requested compensation from Lincoln Financial Advisors Corporation or Kennedy. Evidently, this arbitration is pending a resolution.
Additionally, on September 26, 2018, Lincoln Financial Advisors Corporation disaffiliated with Kennedy. Evidently, Lincoln Financial Advisors Corporation alleged that Kennedy used his company associates to service insurance policies after an insurer terminated Kennedy’s appointment.
Did you suffer damages due to the sales practices of Brian Kennedy? If so, contact Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about a potential recovery of your investment losses. Soreide Law Group, who has effectively recovered money for hundreds of investors throughout the United States, represents clients on a contingency fee basis and advances all costs. Kennedy and brokerage firms Kennedy worked for deny any and all allegations of sales practice violations.
Cowen and Company, LLC (CRD 7616), now part of TD Securities (USA) LLC, is a brokerage firm based in New York, New York. FINRA censured and fined the firm a total of $80,000, of which $40,000 is payable to FINRA, according to an AWC issued August 19, 2026.
Webull Financial LLC (CRD 289063) is a brokerage firm based in New York, New York. FINRA censured and fined the firm $115,000 after finding it maintained inaccurate books and records of options order origin codes, according to an AWC issued August 17, 2026.
Marc Miller (CRD 1133692) is a registered representative with Western International Securities. According to BrokerCheck, a customer filed a claim against him on March 3, 2025 that remains pending.
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