One or more investors possibly experienced losses because of securities broker Brian Scott Lesley [CRD: 3090243, Starkville, Mississippi], based on publicly available information on FINRA BrokerCheck. Evidently, Lesley has worked for LPL Financial LLC since March 7, 2012, working through branch locations in Starkville, West Point, Louisville, Columbus, and Winona, Mississippi. Read below to learn more about Lesley’s disclosures and how they may have impacted investors.
Particularly, an LPL Financial LLC client filed Civil Action No. 45CI1:24-CV-00195 about Brian Lesley. The client alleged that Lesley engaged in unauthorized trading. Consequently, the investor allegedly incurred damages connected to stocks. Therefore, on April 15, 2025, LPL Financial LLC settled this matter by paying the client $35,000 in damages.
Additionally, a client of LPL Financial LLC disputed Brian Lesley’s sales practices, according to a complaint dated July 26, 2016. Allegedly, Lesley made unsuitable recommendations. It appears that Lesley allegedly caused the client to sustain damages linked to mutual funds. For this reason, the client sought compensation from LPL Financial LLC or Lesley totaling more than $5,000 in this matter. However, the firm denied this complaint.
Do you have concerns or questions regarding investments you made with Brian Lesley? If so, contact Soreide Law Group at (888) 760-6552 or online and talk to a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. The firm also takes cases by a contingency fee arrangement and advances all costs. Lesley and brokerage firms Lesley worked for deny accusations referenced in public disclosures.
Investors might have sustained losses due to securities broker Cynthia Lynn Price (also known as Cynthia Lynn Carlson) [CRD: 2100246, Winter Springs, Florida], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Price has been registered with Equitable Advisors LLC since June 1, 2005. See the following information to learn more about the disclosures […]
Investors potentially incurred losses because of securities broker Ian James Prukner [CRD: 5288581, Sarasota, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ian Prukner worked for PFS Investments Inc. from March 22, 2007, to August 9, 2022. Investors are encouraged to continue reading to find out more about the disclosures involving this […]
Investors apparently complained about securities broker Michael Thomas Polito (also known as Thomas Michael Polito) [CRD: 5433956, Dedham, Massachusetts], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Polito has been registered with NYLIFE Securities LLC since December 18, 2007, and Eagle Strategies LLC since April 1, 2019. Read on to discover […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com