Investors have reportedly disputed the sales practices of securities broker Jennifer Lasser Eilers (also known as Jennifer Ann Costello and Jennifer Ann Lasser) [CRD: 2410129, Niles, Illinois], according to disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jennifer Eilers worked for BMO Harris Financial Advisors Inc. from February 19, 2021, to March 24, 2021, […]

LPL terminated the registration of securities broker Rudy Anguiano [CRD: 5188950, Red Bank, New Jersey], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Anguiano worked for LPL Financial LLC in Brea, California, from April 4, 2022, to December 18, 2025, before becoming registered with Alexander Capital LP and Alexander Capital Wealth Management […]

Investors potentially experienced sales practice violations by securities broker Christ Mavrakos (also known as Christ Mavrakakos, Chris Mavrakos, Christopher Mavrakos, and Chris Mavrokos) [CRD: 1793086, Safety Harbor, Florida], based on disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mavrakos worked for LPL Financial LLC from November 26, 2012, to the present, and MFP Financial […]

Investors have reportedly disputed the sales practices of securities broker Nicholas Cross Ignatowski (also known as Nick Ignatowski) [CRD: 2409399, Milwaukee, Wisconsin], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ignatowski worked for LPL Financial LLC from August 20, 2013, to December 31, 2023. Investors are encouraged to continue reading […]

Investors apparently complained about securities broker Rainer Rudi Hohlbein (also known as Rainer Rudi Hohlbeim) [CRD: 1282146, Verona, Wisconsin], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hohlbein worked for LPL Financial LLC from October 11, 2011, to October 13, 2021. See the following information to find out more about the disclosures involving […]

Investors potentially incurred losses because of securities broker Joseph Neil Trotta (also known as Joe Trotta) [CRD: 449594, Hobe Sound, Florida], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Joseph Trotta worked for LPL Financial LLC from April 28, 2006, to the present as a broker and from May 30, 2006, […]

Investors potentially incurred losses because of securities broker Nicholas Photiadis (also known as Nick Photiadis) [CRD: 2978120, Paramus, New Jersey], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Nicholas Photiadis has worked for LPL Financial LLC since March 18, 2011, in Paramus, New Jersey and Rockleigh, New Jersey. Read on to find out […]

Investors might have sustained losses due to securities broker Judith Ann Dolle (also known as Judith Ann Davidson, Judith Ann Levy, Judith Ann Metzger, and Judith Ann Williams) [CRD: 826135, Rancho Mirage, California], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Judith Dolle worked for LPL Financial LLC from November 22, […]

Investors potentially incurred losses because of securities broker Ryan Reynolds Leblanc [CRD: 2631068, Luling, Louisiana], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Leblanc has been registered with LPL Financial LLC as a broker since August 26, 2005, and as an investment adviser since November 9, 2005. Read on for […]