Investors have reportedly disputed the sales practices of securities broker Nicholas Cross Ignatowski (also known as Nick Ignatowski) [CRD: 2409399, Milwaukee, Wisconsin], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ignatowski worked for LPL Financial LLC from August 20, 2013, to December 31, 2023. Investors are encouraged to continue reading […]

Investors apparently complained about securities broker Rainer Rudi Hohlbein (also known as Rainer Rudi Hohlbeim) [CRD: 1282146, Verona, Wisconsin], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hohlbein worked for LPL Financial LLC from October 11, 2011, to October 13, 2021. See the following information to find out more about the disclosures involving […]

Investors potentially incurred losses because of securities broker Joseph Neil Trotta (also known as Joe Trotta) [CRD: 449594, Hobe Sound, Florida], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Joseph Trotta worked for LPL Financial LLC from April 28, 2006, to the present as a broker and from May 30, 2006, […]

Investors potentially incurred losses because of securities broker Nicholas Photiadis (also known as Nick Photiadis) [CRD: 2978120, Paramus, New Jersey], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Nicholas Photiadis has worked for LPL Financial LLC since March 18, 2011, in Paramus, New Jersey and Rockleigh, New Jersey. Read on to find out […]

Investors might have sustained losses due to securities broker Judith Ann Dolle (also known as Judith Ann Davidson, Judith Ann Levy, Judith Ann Metzger, and Judith Ann Williams) [CRD: 826135, Rancho Mirage, California], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Judith Dolle worked for LPL Financial LLC from November 22, […]

Investors potentially incurred losses because of securities broker Ryan Reynolds Leblanc [CRD: 2631068, Luling, Louisiana], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Leblanc has been registered with LPL Financial LLC as a broker since August 26, 2005, and as an investment adviser since November 9, 2005. Read on for […]

Investors might have sustained losses because of securities broker James Earl Hedgspeth III (also known as Jay Hedgspeth) [CRD: 7081984, Gadsden, Alabama], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Hedgspeth worked for Morgan Stanley beginning April 21, 2023, as a broker and May 1, 2023, as an investment […]

FINRA sanctioned securities broker James Daniel Lang (also known as J. Dan Lang) [CRD: 2959057, Westlake Village, California], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Lang has been registered with Independent Financial Group LLC since October 9, 2020, and previously worked for Ball Company from August 25, […]

Investors might have sustained losses because of securities broker Adam Ross Lunceford [CRD: 4686499, Scottsdale, Arizona], based on publicly available information on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Lunceford worked for LPL Financial LLC from October 29, 2013, to May 25, 2023. See below to learn more about Lunceford’s disclosures. LPL […]