Brokers Barred by FINRA

Soreide Law Group obtained the following list of brokers and financial advisors who were barred by FINRA as of September 30, 2020 from FINRA’s website, https://www.finra.org.
Only those individuals who have been barred by FINRA as a result of a disciplinary decision or expedited proceeding will appear.  If the decision is not a final FINRA action and the time period provided for an appeal permitted under the Exchange Act has expired, they will not appear. The list is updated by FINRA every month.

For more information on each broker or financial advisor, please consult BrokerCheck located on FINRA’s website. If an individual does not have a BrokerCheck record, and they have been barred by FINRA, it can be found in the summary in the FINRA Monthly Disciplinary Action Report also on FINRA’s website.
If you’ve lost money in the last 6 years with any of the following barred brokers or financial advisors, call Soreide Law Group for a free consultation to discuss how to recover your money. There is no fee if we are not successful in recovering your investment losses. Call 888-760-6552. Soreide Law Group represents investors before the Financial Industry Regulatory Authority (FINRA) nationwide.
List of individuals barred by FINRA as of September 2020 and their FINRA CRD numbers.

 5429958 BARBARA JEAN ABADI  

1879052 JOSEPH ABBONDANTE  

5239825 JOANNA ABDELHADI  

307 EMMETT MAURICE ABERCROMBIE

1610607 ANDREW MARTIN ABERN

4162073 JOSH RAY ABERNATHY

2987570 EUGENE GILBERT ABEYTA, JR

4311057 ANTHONY RICHARD ABNER

2733649 MAURICE WAYNE ABNEY

3273075 AMR MOSTAFA ABOULMAGD

6140331 CRYSTAL DAWN ABRAHAM

4412506 SEYMOUR ISAAC ABRAMOWITZ

4661358 LISA ACCA

4936501 SALVATORE ACCARDI

2508321 GIOVANNI L ACEVEDO

4449836 BRET MICHAEL ACKERMAN

1580808 MARVIN ACKERMAN

1149303 STEPHEN ROBERT ACKLEY

5264694 CHAD E ACKZEN

6738058 Fernando Enrique Acosta

6531648 FRANCIS KEYLA ACOSTA

4440729 JAMES PATRICK ACOSTA

4419505 JASON ACOSTA

4770756 SANDRA R ACREE

1429736 ROBERT CHRISTIAN ACRI

3237599 MAURICIO ACUNA

1192587 GREGORY ADAMO

2016233 JOSEPH JAMES ADAMO

4135862 FRANK SLATES ADAMS, III

1631898 BARRY LEE ADAMS

867706 BRADLEY PAUL ADAMS

3180366 DARREN RAY ADAMS

1450961 DAVID STEPHEN ADAMS

4149381 JAESON ERICH ADAMS

2833013 JEFFREY CLYDE ADAMS

4606998 KEVIN ERIK ADAMS

2973741 RASHEED AREE ADAMS

2733333 RICHARD ALLEN ADAMS

2896069 RICHARD JUAN ADAMS

5510273 RYAN KIMBALL ADAMS

5411560 STEPHEN ROBERT ADAMS

4608530 GORDON W. ADAMSON

1592822 RAYMOND DICKIE ADCOCK

2641975 BRYAN LEE ADDINGTON

2638760 JEFFREY LEONARD ADELL

2992185 DEBRA JEAN ADER

1880173 JAMES RICHARD ADKINS

3175612 IRVING LOUIS ADLER

2972717 REGINA BALANLAY ADORA

4158129 HUMBERTO DANIEL ADVINCULA

5129822 MITZIE A AGARD

4974222 KWASI MENSAH AGGOR

854773 RICHARD GARY AGRAN

5343999 SAMARTH AGRAWAL

5640727 JUAN ALFREDO AGUILAR

5770949 MARIO H AGUILAR

5663204 MIGUEL ANGEL AGUILAR

6125908 STEVEN ANGELO AGUILAR

2661001 MICHAEL JOHN AHEARN

2983399 JAMES JOSEPH AHMANN

2404244 FUAD AHMED

5532259 NAASON AHUMADA

1994 BENJAMIN GLASSER AIBEL

4558740 ROBERT RUSSELL AIKENS

5675154 EMMANUEL OLUFEMI AJAYI

4050242 JOHAN MARY-LYN AKAL

5690198 SCOTT AKASHI

3108018 DON JACKSON AKIN

4315718 KENNY AKINFOLARIN AKINDEMOWO

4552640 SHANOA ADRIANNE ROSE AKINS

5159766 THADDEUS EDEM AKLOYO

4148915 ROBERT JOSEPH ALANIZ

4182760 JUAN CARLOS ALB

4680317 JOSE ANTONIO ALBA

2662411 GLEN WILLIAM ALBANESE

1067662 JOSEPH RICHARD ALBERS

6589844 Christina Albert

2213211 JONNIE LAYNE ALBIN

2035269 JAMES JOEL ALBRIGHT, JR

3183199 MARKEL TARON ALBRITTON

3064806 MILTON ALBUQUERQUE

5258443 SALVADOR G ALCALA

2983730 SCOTT PATRICK ALCUS

3027749 RICHARD JOSEPH ALDERMAN, JR

4108723 JUAN C. ALEJOS

1755471 RAYMOND FRANCIS ALEKSEY

6732188 RUBEN GERARDO ALEMAN ESCALANTE

5510223 ARMANDO R. ALEMAN

1615360 HARRY A ALESSI, IV

2724252 DAMIEN PAYMAN ALEXANDER

6044480 EVAN CHRISTOPHER ALEXANDER

2760 JACK ASBURY ALEXANDER

5020883 MICHAEL ALLEN ALEXANDER

6116172 RYAN GORDON ALEXANDER

4437162 STEVEN PRESTON ALEXANDER

3273969 TERRENCE THOMAS ALEXANDER

2701389 LAWRENCE JOSEPH ALFANO

4049120 BRIAN KEITH ALFARO

6198334 JENNIFER ALFARO

2625120 DOUGLAS ALFIERI

3064116 PEDRO JULIO ALFONSECA, JR.

2135500 RANDY LAMAR ALFORD

2445460 ROBERTO ALFORD

500332 DONALD CHARLES ALGER

3063988 JOSEPH ALI

4833349 MOHAMMED KARIUKI ALI

6549579 MONA ALI

5205635 VIRGINIA E ALI

6126120 ALEN ALIC

5774330 DIMITRIS ALIFRAGIS

4943780 ENVER RAHMAN ALIJAJ

3274506 MUSTAPHA YOUSSEF ALJAROUDI

2019226 SAVAS ZAFER ALKOC

2621727 JAMES WAYNE ALLDREDGE

2171324 BRIAN JOSEPH ALLEN, SR.

5515997 BILLY WAYNE ALLEN

2666395 JAMES CHARLES ALLEN

2574350 KENNETH RONALD ALLEN

1763329 MARK DAVID ALLEN

3075257 NICOLE YVETTE ALLEN

2925054 RAY ANTHONY ALLEN

1689767 SUSAN JANE ALLEN

3051774 TERRISA MARIE ALLEN

2348806 TIMOTHY LUKE ALLEN

5305728 DION ANTHONY ALLISON

5265234 KELLYE C. ALLISON

6021970 LEEANN VICKIE ALLISON

2245162 ALFRED MIRZA ALLOS

5408119 EMILY MAUREEN ALLRED

5092387 BRANDON C ALLSUP

3141791 LAURIE SUE ALMACK

1176134 GILBERT LOUIS ALMADA

4447869 JEREMY STEVEN ALMQUIST

6294694 RICARDO ALONZO, JR

2862178 Mercy J Alpert

5644156 Renee Valerie Altamirano

2666723 KELLY CLAYTON ALTHAR

5547881 LENA MICHELLE ALTMAN

1961149 FREDRICK RAYMOND ALTVATER

4499192 CHARLES IGNACIO ALVAREZ

2724763 DOMINIC ALEX ALVAREZ

5571844 EDWIN ALVAREZ

6126780 MARICELA ALVAREZ

4375595 RODOLFO ALVAREZ

5844392 MELISSA LYNN ALVERIO

3086395 THEODORE SANIDAD ALVIA

2582497 EMAD AMIN ALWAN

4710052 MAJIED AD ALZID

2213067 PETER KENNETH AMAN

2710334 OMAR SHARIF AMANAT

4440980 JUSTIN AMARAL

2927679 ANTONIO AMBROSIO

2225040 JEFFREY MARK AMBROSIO

4185840 AMY MARIE AMBURN

2627838 DODZI KOMLA AMENU

5083580 DEBORAH ANNE AMES

2975952 CARLA N AMIEIRO

1576068 LABIB AMIRALSHARIF

2121350 HOSSEIN AMIRRIAHEI

6069392 KENNEDY KWABENA AMOFA

1502074 JOHN JOSEPH AMORE

1177946 MATTHEW PHILIP AMOS

4728125 JOSEPH STANLEY AMUNDSEN

5160369 DEVIN R ANAND

4632532 ABIGAIL RUBIO ANCHETA

2468059 LEONAIDA A ANCHETATORRES

5776082 STEPHEN R ANDERS

2872133 ANDRE ANDERSON, SR

5361159 AARON DEAN ANDERSON

4243107 ALEX P. ANDERSON

4791069 ANDY JAMES ANDERSON

4006436 ARTHUR A ANDERSON

2283955 BRIAN DOUGLAS ANDERSON

3116269 BRYAN WAYNE ANDERSON

4989688 CHAD MICHAEL ANDERSON

4799519 CHRISTOPHER LAWRENCE ANDERSON

2204878 DANA REECE ANDERSON

3210057 DAVID ARTHUR ALBERT ANDERSON

4933936 DAVID STEVEN ANDERSON

1127707 EUGENE DONALD ANDERSON

2113685 GREGORY WYLEN ANDERSON

4803514 JAMES F. ANDERSON

4326656 JEFFREY JON ANDERSON

2285320 JEFFREY LEE ANDERSON

5335694 JOHN MARK ANDERSON

1837799 KEITH M ANDERSON

5065346 MONICA NICOLE ANDERSON

1984629 RENE CARLOS ANDERSON

4684930 TERRI LYNN ANDERSON

2218049 THOMAS WILLIAM ANDERSON

5640 WARD BYRON ANDERSON

2709918 JANE MARIE ANDRASHIE

2936298 ANTOINE ANDRE

6196235 ALISON NICOLE ANDREWS

4121976 CAROLYN MARIE ANDREWS

1717820 JOHN MICHAEL ANDREWS

2089621 KEITH JACOB ANDREWS

1992069 KEVIN SHAWN ANDREWS

4587953 THOMAS EDWARD ANDREWS

6491985 VAUGHN LEE ANDREWS-MCKAY

2371705 ROBERTA I ANDRINA

1872187 BRYAN WESLEY ANDRZEJEWSKI

5307459 ALEXANDER ANDUJAR

5391037 GREGORY MORGAN ANGELILLO

1552444 MOLLY K ANGELO

2792191 JOHN PAUL ANGELONE

2670988 MORRIS ANGELOU

811495 ROBERT THOMSON ANGLE

3171868 RONALD GENE ANGLIN

2221337 MAYRA JEANETTE ANGULO

2245120 NOEL MENDOZA ANONUEVO

2356706 HARRY MICHAEL ANTHONY

2596275 KIMBERLY GALLOPS ANTHONY

2955420 PETER T ANTIPATIS

3215807 DOMINIC ANTONUCCI

713649 JOSEPH JOHN ANTOSH, JR

1604427 CHARLES WILLIAM APODACA

1595927 NICHOLAS APODIAKOS

4211338 CARLOS APONTE, JR.

1026798 DAVID APPEL

6661 LEIGHTON DAVID APPLEFELD

2431669 ANTHONY JAMES APUZZO

1130803 FRANK CARMEN AQUILA

2851934 NICOLAS ESTEBAN ARANGO

1649069 DONALD PAUL ARANT, SR

5625392 LEONARDO S ARAUJO

4737140 NATHAN PAUL ARAUJO

4610869 HERNAN ESTEBAN ARBIZU

6804747 Holly Florence Arbuckle

4781588 DONOVAN ARCHER

6890 JOHN THOMAS ARCHER

1979672 LONZO ARCHER

6125762 KIRK ERIC ARCHIBALD

2200431 DANIEL JOSEPH ARCURI, JR

5837571 JAMES KENNETH ARD

1598393 RUSHTON LEIGH ARDREY, III

5757952 FELIPE ARELLANO

2560324 RICHARD JOSEPH ARENA, JR

826440 LOUIS PATRICK ARENA

1083897 THOMAS MICHAEL ARETZ

5884590 FERNANDO L AREVALO

4418605 STEVEN JOHN ARGO

2518033 ALBERTO ENRIQUE ARGOMANIZ

4335211 LUIS ARGUELLES

4556162 MAXI JOEL ARIAS

2957096 CHRISTOPHER B ARIOLA

2927350 JOSE ANGEL ARIZMENDI

2877644 SHAWN PAUL ARLAUCKAS

4993347 IVAN ARMAS

3117506 JOSEPH E ARMENTA

1213772 MICHAEL EDWARD ARMENTROUT

1037854 JOHN GRANT ARMISTEAD, III

1041078 GARY THOMAS ARMITAGE

2729805 STANLEY CRAWFORD ARMOUR

6124102 AARON CARTER ARMSTRONG

4592423 LANCE ROMAN ARMSTRONG

5293387 CRISTIANO G.M.C. ARNDT

2606096 CATHERINE ELIZABETH ARNETT

7458 JOHN HUTCHISON ARNETTE

2643104 ANDREW PAUL ARNO

4192536 DEBBIE SUE ARNOLD

2550256 JACK ALEXANDER ARNOLD

4551033 JORDAN ANNE ARNOLD

6308181 MATTHEW JOHN ARNOLD

2278472 PAUL DAVID ARNOLD

1817656 ROBERT PAUL ARNOLD

4664318 STEVEN ROBERT ARON

6212050 JONATHAN ARROYO

4163052 JOSE A ARTETA

6249211 JARED CODY ARTHO

1864083 ANDREW MARKMAN ARTHUR

6440268 KERBYE ARTHUR

2374368 HERIBERTO AMERICO ARTIGA, SR

1991130 CHRISTOPHER JOSEPH ARTS

1324218 LORIANN ARTZBERGER

4209245 HILDA ASENCIO

1148811 MANUEL PETER ASENSIO

867625 ELIAS EMILE ASHOOH

5794420 BRETT ALEXANDER ASHY

5172158 GENE MICHAEL ASKINS

2849493 MICHAEL JOHN ASSENZA

5137579 MARCELO L ASSIS

2589195 PROSPERO ATIENZA, JR

1438065 JAMES RAY ATRAT

1132472 RYAN JERRY ATTENSON

1208702 CHARLES EDWARD ATWELL

2540982 BRENT ALLEN ATWOOD

3197843 DIONNE MARIA AUBERT

2053214 JOHN DOUGLAS AUDIFFEREN

708942 JOEL ARNOLD AUGUST

1081795 TARRANT MCCUTCHEN AUGUSTINE

4608307 CHING Y AUL, MR.

4890774 RAMNIK SINGH AULAKH

1798015 RICKY DARNELL AUSBON

5481214 AARON L AUSTIN

6702519 David Austin

5803618 PHILLIP K AUSTIN

5262341 TODD AUSTIN

2089448 OPIE BLAND AUTEN

1606802 MICHAEL AVELLA, JR

4955956 MEIEWYN CLARYSE AVENT

2005765 COLLEEN ANNE AVERILL

1101660 James Arther Avery

4766216 KERRI LYNN AVERY

4192196 TAAL ALEXANDER AVIAD

4341162 RAFAEL ERNESTO AVILA

4943291 ANGEL MANUEL AVILES

5845463 DAVID CHRISTOPHER AWAD

9148 MICHAEL GERARDY AWES

9164 MICHAEL LEWIS AXEL

2467912 EDWIN AYALA

2197712 DENNIS O AYERS

1127162 JOSEPH KESL AYLWARD

4798445 MASOOD HUSAIN AZAD

5880708 KAMRAN AZIM

1721932 SAM AZIZ

2446677 JOSEPH JOHN AZZATA