BRYCE A HAMILTON Resigned from LPL

Soreide Law Group has been contacted by investors who were allegedly sold GWG L bonds by the previously registered broker/investment advisor, BRYCE AUSTIN HAMILTON (BRYCE A HAMILTON). 

According to FINRA’s BrokerCheck, available to the public on FINRA’s website, BRYCE A HAMILTON has been in the securities industry for 22 years and was listed with 12 firms.  From 11/11/2015 - 03/11/2021, Hamilton was listed with CENTAURUS FINANCIAL of Carmel, California.  From 11/15/2021 - 10/31/2023, he was listed with KINGSWOOD CAPITAL of Carmel by the Sea, California. Hamilton was with CLIFTON LARSON ALLEN WEATLTH ADVISORS of Charlotte, North Carolina, from 11/06/2023 - 05/28/2024. BRYCE A HAMILTON was with LPL FINANCIAL of Cornelius, North Carolina from 07/10/2024 - 10/04/2024, and according to BrokerCheck, voluntarily resigned.  The allegations were, “Failed to timely notify pending arbitration matter to Firm.”

FINRA’s BrokerCheck lists BRYCE A HAMILTON as having 4 disclosures on his FINRA CRD report.  One is an “Employment Separation after Allegations,” when Hamilton voluntarily resigned from LPL, 2 disclosures are “Judgment / Lien,” and one disclosure is a “Customer Dispute” requesting damages of $1,000,000.00.  This dispute is pending, dated 10/21/2025, and the allegations are, “The customers allege that the Registered Representative recommended and misrepresented unsuitable, high-risk, speculative and illiquid investments and breached his fiduciary duty. No specific dates for the alleged activity were identified in the Statement of Claim.”

Many investors, including retirees, were allegedly misled into believing GWG L Bonds were secure investments, when in fact GWG L Bonds were considered unsuitable for many investors. GWG L Bonds were speculative, high-risk, and illiquid securities sold as private placement through broker/dealers nationwide. Soreide Law Group has successfully brought dozens of cases before FINRA involving GWG L Bond sales. 

Did you experience losses investing in GWG L-Bonds because of your financial advisor or securities broker? If so, reach out to Soreide Law Group online or at (888) 760-6552 and speak with an experienced securities attorney about a potential recovery of your losses. Soreide Law Group has represented investors across the United States and has secured recoveries from brokerage firms on behalf of clients. The firm works on a contingency fee basis and advances all costs, so clients do not pay unless there is a recovery.