Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, July, 2013.”
Turker Ergun (CRD #4347758, Registered Representative, Irvine, California)
was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Ergun consented to the described sanction and to the entry of findings that he failed to appear for an on-the-record interview regarding circumstances of his termination from a member firm and a customer complaint alleging misappropriation of at least $100,000. The findings stated that Ergun’s attorney notified FINRA that Ergun would not appear for his on-the¬record interview. (FINRA Case #2012034101801)
Turker Ergun was previously registered with FINRA at the following brokerage firms according to FINRA's BrokerCheck:
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD# 7691
NEWPORT BEACH, CA
10/2009 - 09/2012
BANC OF AMERICA INVESTMENT SERVICES, INC.
CRD# 16361
ORANGE, CA
12/2008 - 10/2009
WAMU INVESTMENTS, INC.
CRD# 599
YORBA LINDA, CA
01/2004 - 12/2008
This ends the information obtained on FINRA’s website.
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