Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, July, 2013.”
Turker Ergun (CRD #4347758, Registered Representative, Irvine, California)
was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Ergun consented to the described sanction and to the entry of findings that he failed to appear for an on-the-record interview regarding circumstances of his termination from a member firm and a customer complaint alleging misappropriation of at least $100,000. The findings stated that Ergun’s attorney notified FINRA that Ergun would not appear for his on-the¬record interview. (FINRA Case #2012034101801)
Turker Ergun was previously registered with FINRA at the following brokerage firms according to FINRA's BrokerCheck:
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD# 7691
NEWPORT BEACH, CA
10/2009 - 09/2012
BANC OF AMERICA INVESTMENT SERVICES, INC.
CRD# 16361
ORANGE, CA
12/2008 - 10/2009
WAMU INVESTMENTS, INC.
CRD# 599
YORBA LINDA, CA
01/2004 - 12/2008
This ends the information obtained on FINRA’s website.
Call Soreide Law Group for a free consultation with an attorney on how to potentially recover your losses: 888-760-6552.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
A claim filed on September 11, 2024 names Thomas Hamlin (CRD 2208505) over a 10% Senior Unsecured Note in iCap Fund III. Every disclosure on his BrokerCheck report involves an iCap private placement and names Somerset Securities as the firm. Each one settled, and a settlement is not an admission of wrongdoing.
Peter Po's most recent settlement came on June 28, 2026, when a corporate bond claim settled for $40,000. Po (CRD 3106974) appears in several settled customer disputes over corporate and high-yield bonds. The disclosures name NI Advisors or California Securities as the firm, and each matter ended in a settlement, not a finding.
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