Cary Urich Linked To United Planners’ Financial Services Client’s Negligence Complaint

Investors apparently complained about securities broker Cary Edward Urich [CRD: 2132001, Greenville, South Carolina], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Urich joined Vanderbilt Securities LLC, Consolidated Portfolio Review Corp, and Vanderbilt Advisory Services, all located in Greenville, South Carolina, in 2024-2025. He previously worked with United Planners’ Financial Services of America from September 21, 2017 to December 31, 2023. Keep reading to find out more about the client disputes involving Cary Urich.

United Planners’ Financial Services Client Accused Urich Of Unsuitable Recommendations

Notably, a client filed a complaint about Cary Urich. The client alleged that Urich made unsuitable recommendations, breached his fiduciary duty, and was negligent. As a result, the client allegedly sustained damages linked to leveraged investments. Thus, on September 13, 2024, United Planners’ Financial Services of America settled this matter by paying the client $325,000.00 in damages.

United Planners’ Financial Services Investor Accused Cary Urich Of Misrepresentation

Particularly, a client of United Planners’ Financial Services of America disputed Cary Urich’s sales practices by filing FINRA Arbitration No. 22-01463. Allegedly, Urich made misrepresentations and omissions, breached his fiduciary duty, and violated FINRA Rules. It appears that Urich caused the client to sustain damages relating to leveraged investments. So, United Planners opted to settle the matter on August 29, 2023, by compensating the client in the amount of $450,000.00.

Urich Previously Discharged Over Allegations Of Misconduct

Cary Urich was discharged from Raymond James Financial Services Inc. on October 21, 2010, after the firm alleged misrepresentation relating to her prior employment. Just weeks earlier, on September 27, 2010, Urich had resigned from JJB Hilliard WL Lyons LLC after allegedly accepting a gift from a client without firm approval.

Have You Made Investments Through Financial Advisor / Securities Broker Cary Urich?

Did you experience losses because of Cary Urich? You can touch base with Soreide Law Group at (888) 760-6552 or online and consult with a securities attorney. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm works on a contingency fee arrangement and advances all costs. Urich and brokerage firms Urich worked for deny accusations of sales practice violations.