Soreide Law Group is conducting an investigation into potential claims on behalf of investors who may have incurred financial losses due to the actions of securities broker Andrew Benjamin Edenbaum [CRD#: 3040543, Boca Raton, Florida]. Edenbaum worked for A.G.P. / Alliance Global Partners from October 2020 to March 2022 in Boca Raton, FL. He also […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have incurred losses through securities broker Thomas Diamante (also known as Tom Diamante), CRD#: 1645257 (Babylon Village, New York). Diamante was affiliated with SW Financial from January 24, 2008, to April 17, 2023. Notably, investors brought disputes about Diamante alleging negligence […]

Soreide Law Group is currently investigating potential claims on behalf of investors who have incurred losses due to James Floyd Garraway III (also known as Trey Garraway) (CRD: 7132872, Hattiesburg, Mississippi). Garraway worked for Thrivent Investment Management Inc. from November 15, 2019, to January 12, 2022. Specifically, FINRA sanctioned him for alleged forgery and record-keeping […]

Soreide Law Group is actively investigating potential claims on behalf of investors who may have experienced financial losses due to the actions of securities broker Brody Ralph Bray (also known as Brody Bray) (CRD: 4727529, Atlanta, Georgia). Particularly, Bray has had regulatory actions brought against him by FINRA. Additionally, Bray has faced client complaints. In […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Robert Spencer Gerstein [CRD: 840752, New York, New York]. Not only has FINRA sanctioned Gerstein for unsuitability, but investors disputed the sales practices of the securities broker. However, Gerstein denies the allegations. Read on to learn more about the allegations against Gerstein. Gerstein […]

Soreide Law Group is investigating possible investor claims against securities broker Gregory Edward Collins (also known as Greg Collins) [CRD: 4224616, East Greenbush, New York]. Notably, FINRA sanctioned the securities broker, who worked for LPL Financial LLC. Here is a brief summary of FINRA’s allegations against Collins. FINRA Sanctions Collins For Outside Business Activities Notably, […]

Soreide Law Group is investigating possible investor claims against Steven Albert Bellino (CRD: 1278531, Woodbury, New York). Notably, FINRA sanctioned the securities broker, who worked for Equitable Advisors LLC. Allegedly, Bellino engaged in private securities transactions. Here is a brief summary of FINRA’s allegations against Bellino. Steven Bellino Sanctioned By FINRA For Private Securities Transactions […]

Soreide Law Group is investigating possible investor claims against Ron Yehuda Itin (CRD: 2344151, Jersey City, New Jersey). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for E1 Asset Management Inc. Here is a brief summary of the disclosures about Itin. Itin Faced […]

Soreide Law Group is investigating possible investor claims against Richard F. Spettell (also known as Richard Frederic Spettell) (CRD: 1686392, New York, New York). Notably, FINRA sanctioned the securities broker, who worked for Morgan Stanley. Allegedly, Spettell caused the securities firm to maintain false records or books. Here is a brief summary of FINRA’s allegations […]