Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Matthew Thomas Mierzycki [CRD: 6102769, Round Rock, Texas], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Mierzycki worked for Edward Jones from September 14, 2012, to November 11, 2021, and joined Ameriprise Financial Services LLC […]

Investors might have sustained losses because of securities broker Luke Michael Johnson [CRD: 3257008, Scottsdale, Arizona]. Johnson worked for Coastal Equities Inc. from April 3, 2012, to December 13, 2019. Below, you'll find information about some investor disputes concerning Johnson. You'll also learn more about a recent FINRA case where the regulator sanctioned him for […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Lincoln Lucas Mason [CRD: 7057393, Arnolds Park, Iowa], given the disclosures on FINRA BrokerCheck. Evidently, Mason worked for Edward Jones from March 29, 2019, to December 23, 2021. Continue reading to learn more about Mason's disclosures. FINRA Sanctions […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Doron Kochavi [CRD: 1011155, Pasadena, California], given the disclosures on FINRA BrokerCheck. Evidently, Kochavi worked for Western International Securities Inc. from October 19, 2015, to January 4, 2024. Keep reading to learn more about Kochavi’s disclosures. Regulator Sanctioned […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Darren Nickolas Ting [CRD: 6814035, Cleveland, Ohio], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Darren Ting worked for J.P. Morgan Securities LLC from March 12, 2021, to March 2, 2022, and previously for Merrill […]

Soreide Law Group is looking into possible investor claims on behalf of those who incurred losses through securities broker William Savary [CRD: 1069141, Gig Harbor, Washington]. Evidently, Savary joined Abraham Securities Corporation on August 12, 2021. He previously worked for Spencer-Winston Securities Corporation from October 3, 2019, to July 23, 2020. Keep reading to learn […]

FINRA issued sanctions to Malay Kumar [CRD: 2482909, Mason, Ohio], according to a regulatory action the regulator brought late last year. Notably, Kumar worked as a financial advisor and broker, with his last employment at Cambridge Investment Research Inc. in Mason, Ohio, from January 10, 2018, to December 21, 2021. Here’s more on FINRA’s sanctions […]

Investors potentially experienced investment losses through securities broker Jeffrey Allen Russell (also known as Jeffrey Russell and Jeffrey Russell) [CRD: 2516610, Newport Beach, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Russell was previously registered with Morgan Stanley from May 19, 2010, to June 16, 2021. To understand more about Russell's […]

Investors may have encountered financial setbacks due to the actions of Tory Duggins [CRD: 4556340, New York, New York], based on disclosures found on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Duggins was previously registered with Spartan Capital Securities LLC in New York, NY, from February 29, 2016, to January 31, 2024. Read on […]