Commercial Real Estate Earthquake: Did Your Broker Leave You in the Rubble? Federal Reserve Chair Jerome Powell may call the commercial real estate (CRE) tremors "manageable," but for many investors, the shaking has already caused cracks in their portfolios. This raises a crucial question: were their stockbrokers asleep at the wheel, steering them towards risky bets on shaky […]

Soreide Law Group is evaluating potential claims for investors who've faced losses due to Keith Matthew Kordich [CRD: 2743797, Boca Raton, Florida]. Kordich has been associated with Ameriprise Financial Services LLC since January 2019, after his time with Morgan Stanley. Notably, the FINRA BrokerCheck report on Kordich reflects several client disputes, particularly involving claims of […]

Soreide Law Group is looking into potential claims on behalf of investors who have suffered losses because of Nordo Mauro Nissi [CRD: 1666385, York, Maine]. Evidently, Nissi worked for M. S. Howells Co. and Morgan Stanley. Notably, Nissi's record is marked by multiple client complaints and a regulatory action. Below, investors will find details on […]

Soreide Law Group is addressing the concerns of individuals who may have experienced financial losses due to the conduct of Robert Wyla Melberth [CRD: 4775230, Sarasota, Florida]. Melberth, previously associated with Emerson Equity LLC from July 22, 2020, to April 10, 2023, has been involved in several investor disputes during his time in the securities […]

FINRA BrokerCheck shows that investors disputed the actions of Phillip Oxford Sherrill, also known as Phil Oxford Sherrill [CRD: 1160379, Cornelius, North Carolina]. Sherrill joined Cambridge Investment Research Inc. and Cambridge Investment Research Advisors Inc. in 2011. Below, investors can find more information on the disclosures related to Sherrill's activities in the securities industry. Allegations […]

FINRA BrokerCheck shows regulatory sanctions and investor claims concerning Robert C. David Jr. [CRD: 5211223, Farmington Hills, Michigan]. Evidently, he worked for Morgan Stanley from June 1, 2009, to April 2, 2019. Notably, the sanctions concern allegations of falsifying information and overconcentrating investor accounts in risky products. Also, investor disputes center around allegations of misrepresentation […]

Soreide Law Group is looking into potential claims on behalf of investors who incurred losses due to Henry Jihua Liu [CRD: 2428803, Melville, New York]. Evidently, Liu joined Aegis Capital Corp in March 2011 as a securities broker and financial advisor. He has faced investor accusations such as unsuitable investment recommendations. For more detailed information […]

Investors in New York Community Bancorp (NYCB) are nursing bruised portfolios after the bank's stock price imploded by a record 38% on January 31st, 2024. This dramatic fall followed a disappointing earnings report, revealing a surprise loss and a drastic 71% cut in the bank's previously attractive dividend. While all shareholders felt the sting, those holding the bank's preferred stock […]

Soreide Law Group is investigating potential claims for investors who have sustained losses attributed to Steven Andrew Hill (also known as Andy Hill) [CRD: 4606358, Atwater, California]. Hill has been registered with Wells Fargo Clearing Services LLC since January 3, 2011. He faces several investor allegations, including misrepresentation and unauthorized investments. By reading further, you'll […]