FINRA BrokerCheck shows that investors filed disputes about Joseph Comiskey Jr. [CRD: 2760646, Ronkonkoma, New York]. His previous employers include Spartan Capital Securities LLC and K.C. Ward Financial. Notably, investor allegations against Comiskey include misrepresentation and breach of fiduciary duty. Below is an overview of the disclosures involving the securities broker. Misrepresentation And Breach Of […]

FINRA BrokerCheck shows that PFS Investments Inc. clients disputed the sales practices of Jeremiah Roman [CRD: 6321876, Coral Springs, Florida]. Evidently, Roman worked for PFS Investments Inc. from June 27, 2014, to October 27, 2021. Below, investors can find more information about the disclosures concerning Jeremiah Roman's conduct. PFS Investments Inc. Client Alleged Breach Of […]

Securities broker Lilia Nia [CRD: 6018019, Fairfield, New Jersey], who worked for Purshe Kaplan Sterling Investments from 2013 to 2021, discloses regulatory sanctions and investor disputes on FINRA BrokerCheck. Read on to learn more about these disclosures. Suspension Imposed By New Jersey Bureau Of Securities On January 15, 2023, the New Jersey Bureau of Securities […]

Securities broker William King (also known as Bill King) [CRD: 1432593, Vero Beach, Florida] has come under scrutiny for multiple investor disputes during his tenure at Merrill Lynch Pierce Fenner Smith Inc. in Vero Beach, FL, from November 19, 1985, to May 4, 2023. This article provides a detailed overview of the disclosures related to […]

Soreide Law Group is investigating potential claims for investors who have encountered losses attributed to William Seibert [CRD#: 2710335, Baton Rouge, Louisiana]. Seibert's professional affiliations include Raymond James Associates Inc., who he joined on February 13, 2013. Notably, FINRA BrokerCheck shows investor complaints against Seibert. Below is a summary of the investor disputes. Raymond James […]

Soreide Law Group is currently conducting an investigation into potential claims on behalf of investors who may have experienced losses with Raul Benitez [CRD#: 4457185, Aventura, Florida]. Evidently, he worked for Wells Fargo Clearing Services LLC in Aventura, FL, from 2018 to 2023. Also, he worked for SunTrust Investment Services Inc. in Miami, FL, from […]

In the world of investing, losses are an inevitable part of the game. However, when significant losses occur, it's natural for investors to question whether they have a claim against their broker for any potential wrongdoing. In this article, we will delve into the case of Morgan Stanley's Inst Discovery C (MSMFX) and explore the […]

Soreide Law Group is investigating potential claims on behalf of individuals who have encountered losses through James Bernthal [CRD: 4871243]. Evidently, he joined Aegis Capital Corp in New York, New York in 2020. Bernthal was also employed with Dawson James Securities Inc. in the same city from 2016 to 2020. Investors are advised to carefully […]

Soreide Law Group is currently investigating claims on behalf of investors who might have suffered losses due to Ivan Gefen [CRD: 1229418], a broker and investment adviser in Boca Raton, Florida. Gefen has been associated with Newbridge Securities Corporation and Newbridge Financial Services Group Inc since April 2016. Below, investors will find crucial disclosures related […]