Securities Broker Jeffrey Fitz Is Involved In An Investor's Dispute Alleging Misrepresentation Soreide Law Group is examining investor disputes concerning securities broker Jeffrey William Fitz (CRD#: 2211620, Short Hills, New Jersey), as disclosed on FINRA BrokerCheck. Evidently, Fitz worked for securities firm Merrill Lynch as a securities broker and financial advisor from 2013 to 2021. […]

Broker Timothy Cunningham Involved In JP Morgan Client Disputes Regarding Unauthorized Trading Investment loss recovery counsel at Soreide Law Group provides you with new information on securities broker Timothy Joseph Cunningham (CRD#: 4472387, White Plains, New York), who discloses information about investor complaints on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Cunningham worked […]

Sales Practice Violations Alleged In Investor Dispute About Broker Miaojun Yuan Soreide Law Group discusses the FINRA BrokerCheck disclosures on securities broker Miaojun Yuan (CRD#: 4014807, City of Industry, California). Evidently, Yuan worked as a securities broker or financial advisor for Questar Capital Corporation from 2007 to 2019. For more information, read the following summary […]

Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: MOLONEY SECURITIES CO., INC., and their registered representative, ROBERT MORGAN VANCE. The Claimant, who resides in California, is a retired government employee who took a retirement planning class in 2014.  MOLONEY SECURITIES representative, ROBERT MORGAN VANCE, taught the class and […]

Client Files Dispute Concerning Kestra Securities Broker Clyde Ford Soreide Law Group talks about Clyde Warren Ford (CRD#: 4700006, Fresno, California) in this investor protection blog post. Evidently, Ford worked as a securities broker for Kestra Investment Services from 2014 to 2019. He was also a financial advisor with Kestra Advisory Services from 2016 to […]

Gerardo Castillo Facing Investment Disputes Involving Wells Fargo, Citigroup Clients Soreide Law Group is examining investor disputes concerning securities broker Gerardo Ivan Castillo (CRD#: 2886319, Miami, Florida), as disclosed on FINRA BrokerCheck. Notably, Castillo was a securities broker and financial advisor at Wells Fargo Clearing Services (2010 to 2018). He also worked for Citigroup Global […]

Soreide Law Group, based in Florida, has filed a FINRA arbitration on behalf of our client (Claimant) against: NEWBRIDGE SECURITIES CORPORATION (Respondent). The lawsuit alleges that the Claimant, who resides in Florida, relied upon NEWBRIDGE SECURITIES’ and its broker, DEAN R NOWAK, to provide her with suitable investments that met her needs and goals. Dean […]

Investor Suitability Disputes Concern William Hennion (Hennion Walsh) FINRA BrokerCheck indicates that investors alleged sales practice violations involving securities broker William Hennion (CRD#: 2048378, Parsippany, New Jersey) and that those violations resulted in damages. Evidently, Hennion has been with Hennion Walsh since 1990 and Hennion Walsh Asset Management since 2007. Notably, he faces allegations of […]

Broker Larry Russo Facing Investor Disputes Concerning Newport, Westpark Clients Soreide Law Group talks about the FINRA BrokerCheck disclosures on securities broker Laurence Jordan Russo “Larry Russo” “Jordan Russo” (CRD#: 2763277, Fort Lauderdale, FL). It appears that Russo worked for Westpark Capital (2016 to 2019). Also, the broker worked for JP Turner Company (2002 to […]