Investors have come forward with complaints about securities broker Clara Chen Tang [CRD: 4852979, Cupertino, California]. Evidently, the securities broker, who worked for Cetera Investment Services LLC, disclosed client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Cetera Investment Services LLC clients allege unsuitable recommendations, breach of fiduciary duty, among other things. For more on these disclosures about Tang, see below.
Evidently, a client filed FINRA Arbitration: 21-00733 about Clara Tang. The client alleged that Tang made unsuitable recommendations. Supposedly, Tang caused the client to experience damages on real estate securities. Consequently, the client seeks compensation from Cetera Investment Services LLC in this ongoing matter. (April 29, 2021).
Also, a Cetera Investment Services LLC client filed FINRA Arbitration: 18-02896 about Clara Tang. Namely, the client alleged that Tang made unsuitable recommendations, breached fiduciary duties, breached a contract, and committed elder abuse. Because of this, the client allegedly sustained damages on BDCA. Therefore, on September 30, 2019, Cetera Investment Services LLC settled this matter by paying the client $15,000 in damages.
Evidently, a client of Cetera Investment Services LLC contested Clara Tang’s sales practices by filing Civil Suit: 20CV365230 on March 25, 2020. Allegedly, Tang made unsuitable recommendations. Supposedly, the real estate securities transactions resulted in damages. Therefore, the client seeks compensatory relief from Cetera Investment Services LLC or Tang in this ongoing matter.
Have you experienced damages because of Clara Tang? If so, get in touch with Soreide Law Group at (888) 760-6552 and consult with a securities lawyer regarding a possible recovery of your investment losses or other damages. Soreide Law Group, who has successfully recovered money for hundreds of investors in all 50 states, represents clients on a contingency fee basis and advances all costs. Tang and brokerage firms Tang worked for deny accusations of sales practice violations.
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