Cetera Investment Services Clients Allege Unsuitable REITs By Mark Senofonte Financial Industry Regulatory Authority (FINRA) BrokerCheck shows that seven investors filed disputes about securities broker Mark Angelo Senofonte (CRD#: 2038108, Doylestown, Pennsylvania). These disputes mainly concern Senofonte’s actions at Cetera Investment Services, where Senofonte worked as a securities broker from February 2007 to August 2021. […]

Lance Walston Involved In Dominion Portfolio Management Client Disputes Soreide Law Group comes to you regarding investor disputes involving securities broker Lance Colby Walston (CRD#: 4440958, San Antonio, Texas). Namely, the Financial Industry Regulatory Authority (FINRA) BrokerCheck profile for Walston contains six disclosures, all concerning investor disputes. Four of those disputes concern options transactions at […]

Securities Broker Mike Farrell (Aegis Capital Corp) Accused Of Sales Practice Violations The Financial Industry Regulatory Authority (FINRA) has new disclosures on BrokerCheck regarding securities broker Michael James Farrell (“Mike Farrell”) (CRD#: 2282842, Red Bank, New Jersey). Namely, Farrell, who worked as a securities broker for Aegis Capital Corp from August 2016 to May 2019, […]

Ameriprise Financial Clients Allege Sales Practice Violations By Richard Martin Soreide Law Group is investigating potential disputes to bring on behalf of investors against securities broker Richard Paul Martin (CRD#: 1536729, Goshen, New York). Evidently, Martin joined Ameriprise Financial Services in September 1986 as a securities broker. He became a financial advisor in January 2007. […]

Did You Suffer Losses By Investing In FS Global Credit Opportunities Fund (FSGCO)? The investment loss recovery lawyers at Soreide Law Group are reviewing potential investor claims against financial advisors and securities brokers who possibly made unsuitable or misrepresented recommendations and sales of FS Global Credit Opportunities Fund (FSGCO). Here's more on the investment and […]

Investors Allege Sales Practice Violations Relating To Broker Jeff Meyers' REIT Sales Soreide Law Group provides you with the following update regarding securities broker Jeffrey Gerard Meyers (Jeff Meyers) (CRD#: 2192759, Overland Park, Kansas). Notably, six investors filed disputes about Meyers. One of those disputes concerns his actions at Cetera Advisor Networks, while others relate […]

On November 23, 2021, the U.S. Attorney for the Northern District of Illinois, charged broker/financial advisor, Ronald Molo, 61, with federal fraud charges alleging Molo misappropriated nearly $800,000 from several clients according to the sec.gov website. Molo was indicted on six counts of wire fraud. According to FINRA’s BrokerCheck, Ronald Terrence Molo (Ronald Molo CRD#: […]

New Jersey Securities Bureau Fines Roy Failla Over Alleged Excessive Trading Soreide Law Group comes to you with an update regarding the securities broker Roy Joseph Failla (CRD#: 2786551, Staten Island, New York). New Jersey Bureau of Securities issued Failla a suspension as a stockbroker and fined him $15,000. Also, three investors filed disputes about […]

Broker Matt Kildis Involved In Disputes Alleging Unsuitable Recommendations, Misrepresentation Soreide Law Group is reviewing potential investor disputes against securities broker Ahmet Kildis (“Matt Kildis”) (CRD#: 2058173, Hudson, Florida). FINRA BrokerCheck shows that Kildis works for Fifth Third Securities and used to work for SunTrust Securities. Notably, three investors filed disputes about the broker, and […]