Broker Bryan Mazliach Identified In Client Disputes, FINRA Complaint Soreide Law Group is evaluating possible investor claims of sales practice violations by Bryan G. Mazliach (CRD#: 5518438, Fort Lauderdale, Florida). Apparently, the securities broker, who worked for Rockwell Global Capital (2010 to 2015), Laidlaw (2015 to 2017) and Westpark Capital (2017 to 2018), is involved […]

Aegis Client Indicates That Broker Made Sales Practice Violations Investor alert! The Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of misconduct regarding securities broker Mickey Schreiber, who also goes by the name M.B. Schreiber (CRD#: 1032600, Red Bank, New Jersey). Apparently, Schreiber worked for securities firms including National Securities Corporation (2012 to 2016) and […]

Casey J Kemerly (Also known as: Casey James Kemerly, Casey Kemerly) CRD#: 4707270, a 38 year-old former financial advisor, was arrested on October 5, 2020, in Virginia on charges of forgery, identity deception, and theft, according to the Indiana State Police. According to an article in the IndyStar, Casey J Kemerly, of Lee County, Virginia, […]

Soreide Law Group is investigating claims from investors who have suffered losses due to the recommendations of Connecticut broker/investment advisor currently with CENTER STREET SECURITIES of Stratford, Connecticut: ROY ALVIN WILLIAMS SR (CRD#: 1069297) According to FINRA’s BrokerCheck, which is available to the public on FINRA’s website, ROY ALVIN WILLIAMS SR, has 8 Disclosures on […]

Soreide Law Group obtained the following information on FINRA’s website under, “Disciplinary and Other FINRA Actions, September 2020." LEONARD JOSEPH MARZOCCO (Also known as: LEN MARZOCCO JR, LENNY MARZOCCO JR, LEONARD JOSEPH MARZOCCO III, LEONARD JOSEPH MARZOCCO JR) (CRD #3106494, Nesconset, New York) On July 1, 2020 an Acceptance, Waiver, and Consent (AWC) was issued […]

Did You Purchase Braddock Multi-Strategy Income Fund? Investor alert! If you purchased Braddock Multi-Strategy Income Fund Institutional Class (NASDAQ: BDKNX), then you might have sustained big losses. Notably, the investment loss recovery attorneys at Soreide Law Group are closely reviewing the alarming financial performance of this Fund, which is down more than 33% year to […]

Northwestern Mutual Client Files Dispute About Chad Mackland The Financial Industry Regulatory Authority (“FINRA”) reports troubling information about securities broker Chad Mackland (CRD#: 4933804, Council Bluff, Iowa). Apparently, a client of Mackland’s at Northwestern Mutual investment Services sued over his sales practices. In addition, Mackland’s Omaha, Nebraska employers – MassMutual and Northwestern – both have […]

Broker John Fulton Supposedly Misrepresented Investments To UBS Clients Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) shows that four or more investors brought complaints or lawsuits against securities broker John Seiberling Fulton (CRD#: 2481439, West Palm Beach, Florida). Apparently, these investors suggest that Fulton, who has worked for UBS Financial Services since 2002, caused […]

Broker Scott Reed Possibly Recommended Bad Investments To Wells Fargo Clients The investment loss recovery lawyers at Soreide Law Group are investigating allegations of sales practice violations voiced by clients of Scott Reed (CRD#: 3007033, Scottsdale, Arizona). Apparently, Wells Fargo Clearing Services – the firm who he worked for from 2016 to 2020 – accepted […]