Soreide Law Group, a Florida-based law firm, has filed a FINRA arbitration on behalf of their client (Claimant) against: SUMMIT BROKERAGE SERVICES INC (Respondent). The Claimant, an 89 year-old widow living in Florida, brings this lawsuit to recover her investment losses. The lawsuit claims, SUMMIT BROKERAGE SERVICES INC and its registered representative, Norman Robbins, allegedly […]

CORBIN LINDSAY LAMBERT (CORBIN LAMBERT) CRD#: 3191042, the former CEO of Continuum Financial, from Omaha, Nebraska, was charged by the Securities and Exchange Commission (SEC) with allegedly conducting a cherry-picking scheme that defrauded his clients. The SEC’s complaint was filed in the U.S. District Court for the District of Nebraska, charging Lambert with violating the […]

Securities America Client Brings Lawsuit Over Jaime Westenbarger's Purported Negligence Investor Alert! Clients of securities broker Jaime Michael Westenbarger (CRD#: 4625703, Grand Rapids, Michigan) have sued because of Westenbarger’s sales practices. Notably, Financial Industry Regulatory Authority (FINRA) shows that a whopping 8 investors brought disputes about the securities broker, who worked for firms including First […]

Spartan Broker Joseph Fuller Allegedly Sold Unsuitable Investments Investor Alert! The Financial Industry Regulatory Authority (FINRA) reports troubling allegations of misconduct by securities broker Joseph Patrick Fuller (CRD#: 5277097, New York, New York). Notably, two of Fuller’s employers parted ways with him for his bad behavior. Not only that, but two clients brought complaints about […]

MSI, Citigroup Broker Brenda Labar Seemingly Breached Fiduciary Duty Soreide Law Group is reviewing possible claims of sales practice violations against securities broker and financial advisor Brenda Louise Labar (CRD#: 4517754, Ontario, California). Apparently, Labar worked for Citigroup and MSI Financial Services before joining Pruco Securities and Prudential Financial Planning Services in July of this […]

Soreide Law Group (888-760-6552) has been contacted by investors who have suffered devastating losses after their broker/dealers recommended purchasing stock in the oil and gas company, Oasis Petroleum Inc. (OAS). According to an article in MarketWatch, Oasis Petroleum Inc. shares OAS, -35.69% slid 26% in premarket trade Wednesday, September 30, 2020, after the company said […]

Uhlmann Broker John Hoidas Apparently Sold Unsuitable Alternative Investments Investor Alert! FINRA BrokerCheck reports serious problems regarding a securities broker and financial advisor by the name of John James Hoidas (CRD#: 1937971, Chicago, Illinois). Evidently, Hoidas worked for Uhlmann Price Securities and Uhlmann Investment Management from 2013 to 2020. In July 2020, he joined Chicago […]

Broker Tom Sharp Allegedly Sells Bad REITs Investor Alert! Soreide Law Group provides you this update with respect to securities broker Thomas “Tom” David Sharp (CRD#: 1623353, Gold River, California). Apparently, some of Sharp’s investors filed complaints or lawsuits about him indicating that he caused their losses. FINRA BrokerCheck shows that these complaints suggest that […]

Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: FORTA FINANCIAL GROUP, INC. (Respondent) The Claimant maintained accounts with FORTA FINANCIAL GROUP and brings this lawsuit to recover alleged losses caused by the Respondent and its registered representative, Gregory Williams. Gregory Williams is not named in this lawsuit. According […]