ARSENAL ENERGY HOLDINGS LLC (“AEH”) LOSSES? Soreide Law Group is reviewing possible claims against stockbrokers and financial advisors who placed investors in Arsenal Energy Holdings LLC (“AEH”) (formerly known as Mountaineer Energy Holdings). AEH is the parent company of Arsenal Resources – a natural gas producer in Marcellus Shale. On February 4, 2019, Arsenal Energy […]

YIELD ENHANCEMENT STRATEGY (UBS YES) LOSSES? Soreide Law Group is evaluating possible claims against UBS on behalf of investors who purchased the UBS Yield Enhancement Strategy (“UBS YES”). Evidently, investors lost money from investing in the program, and investors are suing to recover their investment losses. UBS Allegedly Erroneously Markets Yield Enhancement Program As Conservative […]

BENJAMIN FRANK BOURGEOIS JR (BEN BOURGEOIS JR, BENJAMIN F BOURGEOIS JR) CRD#: 2145555, has been barred by the Financial Industry Regulatory Authority Inc. (FINRA), on May 28, 2019, from acting as a broker or otherwise associating with a broker/dealer firm for allegedly failing to provide FINRA with information in connection with an investigation into his […]

JOHN HOAGLAND Allegedly Makes Unauthorized Trades Soreide Law Group is reviewing possible claims of sales practice violations against Morgan Stanley securities broker John Hoagland (CRD#: 247075, Troy, Michigan). Namely, Hoagland, who worked at Morgan Stanley from June 1, 2009 to January 18, 2018, reports on his Financial Industry Regulatory Authority (“FINRA”) BrokerCheck Report that three […]

Broker, GEORGE R SHADIE (CRD#: 2513286), previously listed with NYLIFE SECURITIES, LLC, in Wilkes Barre, Pennsylvania, has 8 Disclosures on his CRD report, according to FINRA’s BrokerCheck, which is available to the public on FINRA’s website. Of these 8 Disclosures, 4 are Customer Disputes. In 2012, a client of GEORGE R SHADIE, while Shadie was […]

ATTENTION INVESTORS: AMERICAN FINANCE TRUST (AFIN) Losses? American Finance Trust (Nasdaq: AFIN), an externally managed REIT, has poorly performed causing serious concerns for investors. AFIN closed at $11.62 per share on May 24, 2019. This price is more than 50% less than the $23.56 estimated NAV which American Financial Trust stated in its June 2018 […]

INVESTOR ALERT: Losses From KATHERINE NISHNIC? Katherine Nishnic (CRD#: 2499553, Lexington, South Carolina) is a securities broker previously registered with J.P. Turner & Company, L.L.C. and Centaurus Financial, Inc. Notably, customers have complained about Nishnic’s sales practices. Indeed, the Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows that three customers referenced Nishnic when disputing the suitability […]

Soreide Law Group has been contacted by investors who made purchased private placements with, ENRIQUE LOPEZ (RICK LOPEZ) CRD#: 2209385, of McAllen, Texas. These clients purchased private REITs, which included, Northstar Healthcare, FS Energy, and other private placements. Private placements are securities sold to a select group of investors in an effort to raise capital, […]

On March 22, 2019, EDWARD EARL MATTHES (ED MATTHES) CRD#: 2788055, a former independent contractor for Mutual of Omaha in Oconomowoc, Wisconsin, was barred by FINRA from acting as a broker or otherwise associating with a broker-dealer firm. Additionally, ED MATTHES has been permanently barred, according to a cease and desist order, from The Wisconsin […]