CHAD MICHAEL ROGERS (CHAD M ROGERS), was formerly registered as a broker with IFP Securities LLC, of Oklahoma City, Oklahoma from 06/02/2022 - 09/15/2023, and before IFP he was registered as a broker with The O.N. Equity Sales Company, of Oklahoma City from 04/25/2013 - 06/01/2022. According to FINRA’s BrokerCheck, CHAD M ROGERS was previously registered as a broker and is currently registered as an investment advisor.
According to FINRA’s BrokerCheck, available to the public on FINRA’s website, CHAD M ROGERS has 20 years of experience in the securities industry and has been listed with 3 firms. Rogers has 6 disclosures on his FINRA CRD report.
There is a “Regulatory” disclosure dated 7/22/2025 initiated by FINRA against CHAD MICHAEL ROGERS fining him $5,000.00 and suspending Rogers for 45 days. Without admitting or denying FINRA’s findings, CHAD M ROGERS consented to the sanctions and to the entry of findings that he allegedly impersonated clients during phone calls to his prior member firm.
FINRA’s findings stated that CHAD MICHAEL ROGERS impersonated the clients to facilitate the transfer of their accounts to his employing member firm, or, in some instances, to transfer funds to the clients' bank accounts. Although the clients consented to transferring their accounts or funds, none of them allegedly gave CHAD M ROGERS permission to impersonate them during these calls. Rogers refutes the allegations in a broker comment.
According to a recent article in FNG FXNes, between August 2022 and June 2023, while associated with IFP, CHAD M ROGERS allegedly impersonated 14 clients on 22 telephone calls to his prior firm.
There are also two Regulatory’s listed on Rogers’ FINRA CRD report, one initiated by the Oklahoma Insurance Department, dated 6/11/2025, fining CHAD M ROGERS $2,300.00 and suspending him for one year. The other Regulatory is initiated by the Oklahoma Department of Securities dated 2/22/2024, fining Rogers $5,000.00 and suspending him for 9 months. Rogers refutes the allegations in a broker comment.
On 9/15/2023, there is an “Employment Separation After Allegations” listed on CHAD MICHAEL ROGERS FINRA CRD report discharging him from IFP SECURITIES, LLC. The allegations were, “Firm notified by third party that representative impersonated client(s) with personal information via phone call.”
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