Investors potentially incurred losses because of securities broker Chad Evan Polin [CRD: 4233680, Fort Washington, Pennsylvania], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Polin worked for BB&T Securities LLC from January 2, 2018, to February 17, 2021, and later worked for Truist Investment Services Inc. and Truist Advisory Services Inc. from February 17, 2021, to April 1, 2026. He subsequently became associated with Kingswood Wealth Advisors LLC on April 2, 2026, and Kingswood Capital Partners LLC on June 3, 2026. Read on to discover more about disclosures involving Chad Polin.
Polin Resigned From Truist Investment Services After Alleged Unauthorized Transactions
Particularly, on April 1, 2026, Truist Investment Services Inc. disaffiliated with Polin. Mainly, Truist Investment Services alleged that Polin executed bond-related transactions in client accounts without obtaining the required authorization from the account holders. The issue involved both corporate bonds and government bonds.
Chad Polin Disclosed Unsuitable Recommendations Allegations By PrimeVest Financial Services Client
Also, a client of PrimeVest Financial Services contested Chad Polin’s sales practices, according to a complaint dated September 10, 2015. Allegedly, Polin made unsuitable recommendations concerning a lifetime payout election available to beneficiaries. It appears that Polin allegedly caused the client to experience damages linked to variable annuities. Therefore, the client sought compensation from PrimeVest Financial Services or Polin in this matter. The complaint was denied on October 6, 2015.
PrimeVest Financial Services Investor Accused Polin Of Unsuitable Advice
Specifically, on April 23, 2009, a PrimeVest Financial Services client filed a complaint about Chad Polin. Mainly, the client alleged that Polin made unsuitable recommendations. For this reason, the client allegedly experienced damages connected to variable annuities. As a result, the client requested $15,404.80 in compensation from PrimeVest Financial Services or Polin. The complaint was denied on May 5, 2009.
Did You Invest Through Securities Broker / Financial Advisor Chad Polin?
Are you worried about investments you made through Chad Polin? Get in touch with Soreide Law Group at (888) 760-6552 or online and speak to a securities attorney about a possible recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of clients throughout the United States. Also, our securities lawyers work on a contingency fee basis and advance all costs. Polin and brokerage firms Polin worked for deny accusations of sales practice violations.
