CHARLES ALAN CORREAL (CHARLES RYAN CORREAL, CHUCK CORREAL) CRD#: 1366202, is currently listed as a broker and a financial advisor since 5/24/2016 with:
HARVEST FINANCIAL CORPORATION
1600 BENEDUM-TREES BUILDING 223 FOURTH AVENUE
PITTSBURGH, PA 15222
Correal was previously listed with Morgan Stanley in Upper St. Clair, Pennsylvania, as both a broker and financial advisor from 2009 – 2016.
According to FINRA’s BrokerCheck, available to the public on FINRA’s website, CHARLES ALAN CORREAL, has 35 years of experience in the securities industry. Correal has 6 Disclosures on his FINRA CRD report. All 6 Disclosures are “Customer Disputes.” The significance of Correal’s FINRA Customer Complaints is underscored in FINRA NOTICE to MEMBERS 03-49. FINRA conducted a review of the CRD’s of all registered representatives, only .41% had been the subject of 3 or more customer complaints. CHARLES ALAN CORREAL’s customer complaints rank him in the top one-hundredth percent of all registered representatives for customer complaints.
In February of 2015, there was a Customer Dispute filed alleging, “Client alleged, inter alia, that the oil stocks purchased in her account, were unsuitable. 2011-2015.” The settlement amount was $124,000.00.
A dispute was filed against CHARLES ALAN CORREAL in February of 2016 alleging, “Claimants allege, inter alia, that from 2008 to January 2016 the FA made unsuitable investments in energy stocks.” The damages granted were $110,000.00.
In April of 2017, a dispute was filed alleging, “Claimant alleges, inter alia, unsuitability in respect to investments made in her retirement account from 2011 to 2016.” The damages granted were $7,500.00.
Another dispute was filed against CHARLES ALAN CORREAL in April of 2017 alleging, “Claimaint alleges, inter alia, that stocks purchased in client’s account from 2012 to 2015 were unsuitable. Per MS filing 3/14/18, claimant alleged that the FA invested her account in unsuitable securities including structured products and misrepresented the risks of the investments 12/01/2012 – 07/31/2015.” This settlement amount was $4,750.00.
In August of 2017, a dispute was filed alleging, “Claimant alleged, inter alia, unsuitability with respect to investments in his account during 2009 to 2016.” The settlement amount was $75,000.00.
In September of 2020, there was a customer dispute filed against CHARLES ALAN CORREAL that is currently pending.
If you have experienced investment losses due to the actions or recommendations of the broker/financial advisor, CHARLES ALAN CORREAL currently with HARVEST FINANCIAL CORPORATION of Pittsburgh, and formerly with Morgan Stanley of Upper St. Clair, Pennsylvania, contact Soreide Law Group and speak to an experienced securities lawyer at no cost regarding the possible recovery of your financial losses through a FINRA arbitration at: 888-760-6552.
Soreide Law Group works on a contingency fee basis and represents our clients nationwide before FINRA.