November 5, 2022

FINRA Files Complaint Against Charles Burford

an older woman looks sad because of bad stock broker advice

Soreide Law Group is investigating possible investor claims against securities broker Charles Burford AKA Scott Burford [CRD#: 1658201, Dallas, TX]. Evidently, FINRA filed an enforcement or civil action against the securities broker, who worked for Hilltop Securities, Independent Network (Momentum Independent Network), and Burford Brothers. Allegedly, Burford made unauthorized transactions. Here is a brief summary FINRA’s allegations against Burford.

FINRA Charges Hilltop Securities Broker Charles Burford With Unauthorized Transactions

Evidently, on September 22, 2021, FINRA initiated Case #: 2019064656601 against Charles Burford. Notably, FINRA alleged that Burford made unauthorized transactions. Therefore, FINRA intends to sanction Burford.

Recent Employer Information

Evidently, Burford worked for Hilltop Securities Independent Network in Dallas, TX, as a securities broker from February 22, 1995 to November 19, 2019.

Damages Resulting From Hilltop Securities Broker Charles Burford?

Have you experienced damages by investing with Charles Burford? If so, contact Soreide Law Group at (888) 760-6552. Speak with a securities lawyer about potentially recovering your investment losses. Soreide Law Group, who has effectively recovered money for investors throughout the United States, represents clients on a contingency fee basis and advances all costs. Burford and brokerage firms Burford was employed by deny any and all allegations of sales practice violations.

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