CHRISTIAN Y GOMEZ Barred by FINRA

CHRISTIAN YAVIER GOMEZ (CHRISTIAN Y GOMEZ, CHRISTIAN GOMEZ) was permanently barred by FINRA from acting as a broker or otherwise associating with a broker/dealer firm with a start date of 12/15/2025.  Gomez was previously registered with BROOKLIGHT PLACE SECURITIES LLC of Fountain Hills, Arizona, from 08/29/2023 - 05/20/2025.  CHRISTIAN Y GOMEZ was registered with NYLIFE SECURITIES LLC of Frisco, Texas, from 04/26/2022 - 09/27/2023.

According to FINRA’s BrokerCheck, available to the public on FINRA’s website, CHRISTIAN Y GOMEZ was registered in the securities industry for 4 years and had been listed with 3 firms.  Gomez has one disclosure on his FINRA CRD report, a “Regulatory” disclosure barring him from the securities industry dated 9/10/2025.  The FINRA allegations were, “Respondent Gomez failed to respond to FINRA requests for information.”  The Regulator Statement added was, “Pursuant to FINRA Rule 9552(h) and in accordance with FINRA's Notice of Suspension and Suspension from Association letters dated September 10, 2025 and October 6, 2025, respectively, on December 15, 2025, Gomez (CHRISTIAN Y GOMEZ) is barred from association with any FINRA member in all capacities. Gomez (CHRISTIAN Y GOMEZ) failed to request termination of his suspension within three months of the date of the Notice of Suspension; therefore, he is automatically barred from association with any FINRA member in all capacities.”

According to FINRA’s Rule 9552, Failure to Provide Information or Keep Information Current, FINRA states that if a member, person associated with a member or person subject to FINRA's jurisdiction fails to provide any information, report, material, data, or testimony requested or required to be filed pursuant to the FINRA By-Laws or FINRA rules, or fails to keep its membership application or supporting documents current, FINRA staff may provide written notice to such member or person specifying the nature of the failure and stating that the failure to take corrective action within 21 days after service of the notice will result in suspension of membership or of association of the person with any member. According to FINRA, a member or person who is suspended under this Rule and fails to request termination of the suspension within three months of issuance of the original notice of suspension will automatically be expelled or barred.

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