CHRISTINA LINDSEY ORTA (CHRISTINA M LINDSEY,CHRISTINE MARIE LINDSEY) CRD#: 3278327, currently registered as a broker with CAMBRIDGE INVESTMENT RESEARCH, INC. of Westlake Village, CA, and an investment advisor with COOPER MCMANUS of Westlake Village, CA, according to FINRA’s BrokerCheck, is involved in a “Customer Dispute,” filed in August of 2021.
The FINRA dispute against CHRISTINA LINDSEY ORTA alleges, “Claimant alleges unsuitability of alternative investments which caused financial harm. The allegations include unsuitability, violations of law, breach of fiduciary duty, violations of rules, negligence misrepresentation and breach of contract.” The damages requested are $175,000.00. This dispute is pending.
According to FINRA’s BrokerCheck, CHRISTINA LINDSEY ORTA has been in the securities industry for 14 years and has been listed with 4 firms. She has been registered as a broker with CAMBRIDGE INVESTMENT RESEARCH, INC. of Westlake Village, CA since March 27, 2020, and registered as an investment advisor with COOPER MCMANUS of Westlake Village, CA since January 31, 2014. She was previously listed as a broker with SECURITIES AMERICA, INC. of San Ramon, CA, from January 29, 2014 to March 27, 2020. According to BrokerCheck, the first firm she was listed with as a broker was WALTON SECURITIES, INC. of Scottsdale, AZ, from October 1, 2007 to December 20, 2013.
Broker/dealers have a responsibility to their clients to recommend suitable investments. Unsuitable recommendations violate FINRA’s rules and investors may be able to recover their financial losses through a FINRA arbitration. If your broker/dealer or financial advisor recommended high risk, unsuitable, illiquid investments, charged high commissions or executed a high number of trades, you may be able to recover your investment losses through a FINRA arbitration.
If you’ve experienced financial losses due to the actions or recommendations of CHRISTINA LINDSEY ORTA currently with CAMBRIDGE INVESTMENT RESEARCH and COOPER MCMANUS of Westlake Village, CA, or any other broker/dealer, contact Soreide Law Group and speak to an experienced securities lawyer regarding the possible recovery of your investment losses through a FINRA arbitration at: 888-760-6552.
Soreide Law Group works on a contingency fee basis and represents clients nationwide before FINRA.
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