Investors apparently complained about securities broker Christopher Wayne Dunlevy [CRD: 4909656, Flagstaff, Arizona], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Dunlevy has worked for Aspen Trail Wealth Management LLC since July 22, 2015. Keep reading to learn more about Dunlevy’s client dispute disclosures.
Particularly, a client filed a complaint about Christopher Dunlevy. Mainly, the client alleged mismanagement of the client’s fixed annuities in January 2023. Because of this, the client allegedly sustained damages. As a result, on March 5, 2024, Aspen Trail Wealth Management settled this matter by paying the client $185,000.
Specifically, a client of Aspen Trail Wealth Management contested Christopher Dunlevy’s sales practices by filing Civil Action No. CV2022-090466. Allegedly, Dunlevy made an unsuitable recommendation and failed to disclosure information to the client. It appears that Dunlevy caused the client to sustain damages in connection with index options. Consequently, Aspen Trail Wealth Management opted to settle the matter on October 21, 2022, by compensating the client in the amount of $100,000. Dunlevy denied the allegations and stated that the matter was settled based on the cost of defense.
Do you need guidance on any investment losses relating to Christopher Dunlevy? Get in touch with Soreide Law Group at (888) 760-6552 or online and speak with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of investors throughout the US. Also, our securities lawyers handle cases on a contingency fee basis and advance all costs. Dunlevy and the brokerage firms Dunlevy worked for deny allegations of sales practice violations.
Investors apparently complained about securities broker Christopher Wayne Dunlevy [CRD: 4909656, Flagstaff, Arizona], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Dunlevy has worked for Aspen Trail Wealth Management LLC since July 22, 2015. Keep reading to learn more about Dunlevy’s client dispute disclosures. Aspen Trail Client Accused Dunlevy Of Mismanagement Particularly, a […]
Investors potentially experienced sales practice violations by securities broker Jeremy Todd Lindquist [CRD: 3198807, Melbourne, Florida], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Lindquist has been registered as a securities broker with MML Investors Services LLC since August 12, 2011, and as a financial advisor with the firm since February […]
Anthony J. Falco Jr. [CRD: 5125793, Wayne, Pennsylvania] is a securities broker whose BrokerCheck record contains disclosures that may concern investors who experienced losses. Falco has been registered with J. Alden Associates Inc. since March 10, 2021, and with Alden Investment Group since May 3, 2024. He was previously registered with MPB Wealth Management LLC […]
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