John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Christopher John Jacobi (also known as Chris Jacobi) [CRD#: 1648679, Pensacola, Florida]. Jacobi has been registered with Ameriprise Financial Services, LLC, since May 28, 2009, and has spent 37 years in the securities industry, working for seven different firms. Recent disclosures have raised concerns about Jacobi’s conduct, including allegations of unsuitable investment recommendations and other client disputes.
On August 26, 2024, a client of Ameriprise Financial Services, LLC, alleged that Jacobi recommended an unsuitable investment. This supposedly caused damages estimated at $250,000. This matter is currently pending resolution.
On June 12, 2024, a client of Ameriprise Financial alleged that Christopher Jacobi provided speculative investment advice. This apparently resulted in an account loss of $150,848.86. Ameriprise denied the claim, and no compensation was awarded to the client.
If so, reach out to Soreide Law Group online or call (888) 760-6552 to speak with a securities attorney. Soreide Law Group represents investors nationwide, handles cases on contingency, advances necessary costs, and works to recover losses caused by sales practice violations, though recovery is not guaranteed. Jacobi and the firms he has worked for deny accusations of sales practice violations.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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