Investors apparently complained about securities broker Christopher Stephen Johnson [CRD: 2041695, Cary, North Carolina], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Christopher Johnson worked for Raymond James Associates Inc. from August 16, 2019, to May 5, 2026. See below to discover more about the client disputes reported on Johnson's FINRA BrokerCheck record.
Wells Fargo Clearing Services Investor Accused Johnson Of Unsuitable Recommendations
Notably, a Wells Fargo Clearing Services LLC client filed FINRA Arbitration No. 23-02141 about Christopher Johnson. The claim alleged that Johnson recommended investments that were not suitable for the client. He also supposedly set up multiple brokerage accounts to generate additional commissions from the client. Because of this, the client allegedly sustained damages. Consequently, on September 26, 2024, Wells Fargo Clearing Services LLC settled this matter by paying the client $30,000.
Christopher Johnson Disclosed Unauthorized Trading Allegations By Citigroup Global Markets Client
Also, a client of Citigroup Global Markets Inc. contested Christopher Johnson's sales practices, according to a complaint. Allegedly, Johnson bought or sold mutual funds in the client's account without authorization. It appears that Johnson allegedly caused the client to sustain damages. Therefore, Citigroup Global Markets Inc. agreed to settle the matter on August 20, 2007, by compensating the client.
Did You Sustain Losses Because Of Financial Advisor / Securities Broker Johnson?
Are you concerned about investments you made through Christopher Johnson? You should contact Soreide Law Group online or at (888) 760-6552 and speak to a securities attorney about a potential recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of investors throughout the country. Also, our securities lawyers handle cases on a contingency fee arrangement and advance all costs. Johnson and brokerage firms Johnson worked for deny allegations of sales practice violations.
