Gabriel Swan (CRD: 5821532) faces a pending customer claim that alleges $180,000 in damages, according to BrokerCheck. In it, the customer alleges Swan failed to stop him from withdrawing funds, and Swan denies any wrongdoing.
CHRISTOPHER ROBERT WEEKS (CHRISTOPHER R WEEKS, CHRIS WEEKS) according to the SEC’s website, is currently an investment advisor with CREATIVE PLANNING of Overland Park, Kansas since 10/29/2015. He was previously registered as a broker with Northwestern Mutual Investment Services, LLC in Leawood, Kansas (2014–2015 and 2008-2013), and American Century Investment Services, Inc. in Kansas City, Missouri (2013–2014).
According to the SEC’s website, CHRISTOPHER R WEEKS has been in the securities industry for 17 years and has been registered with 3 firms.
CHRISTOPHER R WEEKS has one pending disclosure on his CRD report, a “Customer Dispute,” dated 2/14/2024. The allegations are, “Claimant alleges breach of fiduciary duty, negligence, and violations of the Kansas Securities Act for options trading from June 2018 through June 2023.” There is a Broker Comment listed on CHRISTOPHER R WEEKS’ report as follows: “The firm disputes the Claimant's allegations and intends to contest the claim vigorously. At all times, the representative acted reasonably and in pursuit of the Claimant's best interests.” The damage amount requested is $800,000.00.
On CREATIVE PLANNING’s website the profile of CHRISTOPHER R WEEKS lists him as a CFP (Certified Financial Planner), Wealth Manager and Partner at the firm. The profile states in part, “Chris serves as a Wealth Manager for Creative Planning. Utilizing a disciplined approach, he works with clients to design and implement strategy to address their most complex goals and needs. Chris practices in the areas of investment management, retirement planning, estate planning, tax planning, business succession planning, risk management, and charitable planning. He believes it is critical to have a thorough understanding of individual circumstances and goals in order to provide a truly customized plan.”
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Gabriel Swan (CRD: 5821532) faces a pending customer claim that alleges $180,000 in damages, according to BrokerCheck. In it, the customer alleges Swan failed to stop him from withdrawing funds, and Swan denies any wrongdoing.
A pending customer claim on the BrokerCheck report of John Ravsten (CRD: 5634077) alleges $118,000 in damages. The claimant alleges misrepresentation and says the investment did not suit the claimant's situation.
A pending $2,500,000 customer claim over DST investments appears on the BrokerCheck report of Wendy Kretschmer (CRD: 3111589). The claimants allege that WestPark recommended the investments, and the claim remains open.
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