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February 21, 2024
Leslie Kern Involved In D.H. Hill Clients’ Misrepresentation Disputes

Investors potentially experienced investment losses through securities broker Leslie Howard Kern (also known as Les H. Kern) [CRD: 1140180, Wilmington, North Carolina]. Evidently, Kern has worked with D.H. Hill Securities, LLLP in Wilmington, NC since January 4, 2016, and with D.H. Hill Advisors Inc. in Kingwood, Texas since February 10, 2016. Continue reading to discover […]

February 20, 2024
Felipe Arrieta Facing SW Financial Clients’ Unauthorized Trading Claims

Soreide Law Group is reviewing potential investor claims on behalf of individuals who incurred losses from securities broker Felipe Nery Arrieta [CRD: 4142123, Melville, New York]. Notably, Arrieta works for several firms, including Vestech Securities Inc. in St. Louis, Missouri since January 9, 2024, and previously with Great Point Capital LLC, Moloney Securities Co. Inc., […]

February 4, 2024
Emerson Equity Clients Dispute Robert Melberth

Soreide Law Group is addressing the concerns of individuals who may have experienced financial losses due to the conduct of Robert Wyla Melberth [CRD: 4775230, Sarasota, Florida]. Melberth, previously associated with Emerson Equity LLC from July 22, 2020, to April 10, 2023, has been involved in several investor disputes during his time in the securities […]

January 26, 2024
Investigating Claims Involving James Bernthal

Soreide Law Group is investigating potential claims on behalf of individuals who have encountered losses through James Bernthal [CRD: 4871243]. Evidently, he joined Aegis Capital Corp in New York, New York in 2020. Bernthal was also employed with Dawson James Securities Inc. in the same city from 2016 to 2020. Investors are advised to carefully […]

January 20, 2024
Michael Rosenmayer Facing Client Disputes Concerning Investment Advice

Financial Industry Regulatory Authority (FINRA) BrokerCheck shows that investors have filed suitability disputes about securities broker Michael Howard Rosenmayer [CRD: 2352488, Los Angeles, California]. Evidently, he joined Oppenheimer Co. Inc. on June 14, 2007. Below, investors can learn more about these disclosures about the securities broker. Michael Rosenmayer Disclosed Breach Of Contract Allegations By Oppenheimer […]

November 18, 2023
Nationwide Clients Complain About Jose Padilla

Soreide Law Group is actively investigating potential claims on behalf of investors who may have suffered losses with securities broker Jose Manuel Candelario Padilla [CRD#: 4847560, Puerto Rico]. Evidently, Padilla worked for Nationwide Planning Associates Inc. from 2016 to September 2023. Allegations against Padilla, as reported in various FINRA Arbitrations, include breaches of fiduciary duty […]

October 15, 2023
Ni Advisors Clients Complain About Yin Zhong

Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of securities broker Yin Yvonne Zhong (CRD: 3203120, Milpitas, California). Zhong has been affiliated with Ni Advisors since February 22, 2018, and was previously associated with Cetera Investment Services LLC from September 25, […]

October 11, 2023
Complaints Against Ni Advisors’ Shirley Wong

Soreide Law Group is investigating potential claims on behalf of investors who sustained losses due to the actions of Shirley Ank Wong (also known as Ankuan Huang, Kuan An Huang, and Shirley Ankuan Huang) (CRD: 4869184, Daly City, California). She has been registered with NI Advisors since January 7, 2014, as a financial advisor and […]

October 7, 2023
Investigation Into Potential Claims Against Peter Po

Soreide Law Group is actively investigating potential claims on behalf of investors who sustained losses with securities broker Peter Po (also known as Tinchu Peter Po) (CRD: 3106974, Cupertino, California). Specifically, he has been affiliated with NI Advisors since August 19, 2015. Additionally, Po has been associated with other firms, namely Voya Financial Advisors, Inc., […]

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