Investors potentially experienced sales practice violations because of securities broker Colleen Alice Maron [CRD: 2211633, Albany, New York], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Colleen Maron worked for Purshe Kaplan Sterling Investments from October 27, 2016 to December 31, 2023. Below, individuals can understand more about the client dispute disclosures involving Maron, including allegations of misrepresentation and negligence relating to DST investments.
Notably, on June 20, 2024, a Purshe Kaplan Sterling Investments client filed FINRA Arbitration No. 24-01290 about Colleen Maron. Mainly, the client alleged that Maron made misrepresentations and was negligent. The client also alleged unsuitable recommendations in DSTs. For this reason, the client allegedly sustained damages on the real estate securities. As a result, the client requested $2,160,000.00 in compensation from Purshe Kaplan Sterling Investments or Maron. It appears that this arbitration is pending a resolution.
Negligence involving DSTs (Delaware Statutory Trusts) suggests that the broker failed to uphold a standard of care when recommending or managing DST investments. DSTs are real estate investment vehicles often used in 1031 exchanges, but they can carry significant risks, including market volatility, lack of liquidity, and complex structures. If a broker recommends DSTs without properly assessing a client’s financial profile or risk tolerance, or fails to disclose crucial details, they may be accused of negligence.
Did you experience losses because of Colleen Maron? You can get in touch with Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm works on a contingency fee basis and advances all costs. Maron and the firms Maron worked for deny accusations of sales practice violations.
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