CORBIN LINDSAY LAMBERT (CORBIN LAMBERT) CRD#: 3191042, the former CEO of Continuum Financial, from Omaha, Nebraska, was charged by the Securities and Exchange Commission (SEC) with allegedly conducting a cherry-picking scheme that defrauded his clients. The SEC’s complaint was filed in the U.S. District Court for the District of Nebraska, charging Lambert with violating the anti-fraud provisions of the Investment Advisers Act of 1940.
On September 29, 2020, the SEC filed the complaint alleging that from at least January of 2017 through March of 2018, CORBIN LAMBERT placed options trades using Continuum Financial’s omnibus account, which is intended to facilitate purchases of securities for multiple client accounts. But according to the SEC complaint, Lambert put off allocating the securities to clients’ accounts until he saw how the securities performed over the course of the day.
The SEC complaint alleges that CORBIN LAMBERT then disproportionately cherry-picked the profitable trades to be allocated to his own personal account and then allegedly allocated the unprofitable trades to his clients’ accounts. The SEC alleged in their complaint that Lambert misrepresented to his clients that the trades would be allocated in a fair and equitable manner, and he allegedly concealed his misconduct from the other principals of Continuum Financial.
According to FINRA’s BrokerCheck, CORBIN LAMBERT has been registered in the securities industry for 21 years. Lambert was listed with 5 firms.
Lambert is currently listed with the following two firms:
SECURITIES AMERICA, INC.
17117 BURT ST STE 302,
OMAHA, NE 68118
Registered with this firm since 10/1/2015, and
CONTINUUM FINANCIAL
17117 BURT ST. SUITE 302,
OMAHA, NE 68118
Registered with this firm since 6/8/2015
If you’ve experienced investment losses due to the actions or recommendations of CORBIN LAMBERT, currently with CONTINUUM FINANCIAL and SECURITIES AMERICA, INC., both of Omaha, Nebraska, contact Soreide Law Group and speak to an experienced securities lawyer at no cost regarding the possible recovery of your financial losses through a FINRA arbitration at: 888-760-6552.
Soreide Law Group works on a contingency fee and represents our clients nationwide before FINRA.
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