Investors may have suffered financial harm by securities broker Corey W. Wells [CRD: 7918279, Lincoln, Maine], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Wells worked for MWA Financial Services Inc. from January 15, 2025, to April 14, 2026. Investors are encouraged to continue reading to learn more about Wells’s disclosures.
MWA Investor Accused Wells Of Sales Practice Violation
On March 6, 2026, an MWA Financial Services client filed a complaint alleging that Corey Wells signed another client’s name without authorization. The client further alleged that Wells permitted other individuals to sign his name. The complaint also raised concerns about the disclosure of confidential information, explanations of fees, and Wells’ involvement in obtaining and sending a money order for another client using funds that had been provided to him. The allegations involved variable annuities, mutual funds, and fixed annuities. The client requested compensation; however, MWA Financial Services closed the complaint without action on April 1, 2026.
Corey Wells Discharged For Signature Falsification
Evidently, MWA Financial Services disaffiliated with Wells on April 1, 2026. Allegedly, Wells signed an investor’s name without authorization, according to a client complaint received by the firm.
Have You Made Investments Through Financial Advisor / Securities Broker Wells?
Did you experience losses because of Corey Wells? You should contact Soreide Law Group online or at (888) 760-6552 and speak with a securities attorney regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of investors throughout the country. Also, our securities lawyers handle cases on a contingency fee arrangement and advance all costs. Wells and brokerage firms Wells worked for deny allegations of sales practice violations.