Suitability Allegations Made In Ameriprise Financial Services Client's Dispute About Craig Eastwood
Important information appears on Financial Industry Regulatory Authority BrokerCheck relating to securities broker Craig Bradford Eastwood (CRD#: 2931709, Naples, Florida). Evidently, the securities broker, who has worked for Ameriprise Financial Services since 2008 as a financial advisor and securities broker, is involved in a dispute regarding the suitability of annuities. Also, a client of Legg Mason Wood Walker, Eastwood’s former employer, brought an investment dispute.
Craig Eastwood’s Ameriprise Financial Services Client Alleges Unsuitable Recommendations
Evidently, a client of Ameriprise Financial Services disputed Craig Eastwood’s sales practices. Particularly, the March 2021 FINRA Arbitration Claim is based on Eastwood allegedly recommending an unsuitable variable annuity to the client. By acting on Eastwood’s investment recommendations in November 2017, the client purportedly sustained damages. For this reason, the client seeks compensation to resolve this matter.
Legg Mason Wood Walker Client Alleges Unsuitable Unit Investment Trust Trades By Eastwood
In addition, a client of Legg Mason Wood Walker took issue with Craig Eastwood’s sales practices. It appears that the client agreed to unit investment trust purchases that caused losses. Supposedly, the UITs were unsuitable for the client. However, the securities firm denied the client’s claim and request for compensation.
Did You Experience Damages Because Of Craig Eastwood?
Did securities broker Craig Eastwood cause you to suffer losses? If so, call Soreide Law Group at (888) 760-6552 and speak with a skilled securities lawyer regarding a possible recovery of your losses. Soreide Law Group represents clients on a contingency fee basis and advances all costs. The firm has helped many United States investors recover compensation when they have incurred losses by their financial advisors and securities brokers. Please note that Eastwood denies all allegations of his sales practice violations.
