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November 24, 2023
Ameriprise Clients Complain About Broker Peter Nett

Soreide Law Group is conducting an investigation into potential claims on behalf of investors who may have incurred losses due to the actions of securities broker and financial advisor, Peter Dieter Nett (also known as P.D. Nett) [CRD: 4506990, The Woodlands, Texas]. Evidently, he has worked with Hilltop Securities Inc. since September 23, 2022. He […]

November 19, 2023
Ameriprise And LPL Clients Dispute Kevin Houser

Soreide Law Group is currently investigating potential claims on behalf of investors who have suffered losses due to the actions of securities broker Kevin Douglas Houser [CRD#: 2513167, Center Valley, Pennsylvania]. Evidently, Houser joined Ameriprise Financial Services LLC on September 16, 2016, as both a financial advisor and securities broker. His prior affiliations include LPL […]

October 10, 2023
Ameriprise Investors Dispute Scott Roslonowski

Soreide Law Group is conducting an investigation into the actions of Scott J. Roslonowski (CRD: 4795893, Indian Harbour Beach, Florida), specifically focusing on potential claims on behalf of investors who may have suffered losses. Roslonowski works for Ameriprise Financial Services, LLC as of October 5, 2009, and operates out of the firm's Indian Harbour Beach, […]

October 6, 2023
Sanction, Investor Dispute Disclosures By Mark Bierdeman

Soreide Law Group is actively investigating potential claims on behalf of investors who may have sustained losses because of Mark Ryan Bierdeman (CRD#: 2809412, Fargo, North Dakota). Bierdeman has been affiliated with Ameriprise Financial Services, LLC in Fargo, North Dakota since January 1, 1997, as a securities broker and since April 12, 2000, as a […]

June 18, 2023
FINRA Issues Bar To Eddy Chou

Soreide Law Group is investigating possible investor claims against securities broker Eddy C. Chou (CRD: 4685418, San Francisco, California). Evidently, FINRA sanctioned the securities broker, who worked for Ameriprise Financial Services LLC. Allegedly, Chou failed to respond to FINRA’s request for information. Here is a brief summary of FINRA’s allegations against Chou. FINRA Bars Chou […]

May 31, 2023
FINRA Expels Ronald Walchack

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Ronald Robert Walchack (also known as Ron Walchack) (CRD: 1016040, Sewickley, Pennsylvania). Not only has FINRA sanctioned Walchack for failing to testify when FINRA investigated him for potential FINRA rule violations on suitability, but investors disputed his sales practices. However, Walchack denies the […]

May 25, 2023
Investors File Disputes About Matthew Shaughnessy

Soreide Law Group is investigating possible investor claims against securities broker Matthew Shaughnessy (CRD: 2457058, Henderson, Nevada). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Ameriprise Financial Services LLC. Evidently, investors allege sales practice violations in these disputes, including that Shaughnessy engaged […]

April 19, 2023
FINRA Sanctions Cathie Joughin

Soreide Law Group is looking into possible investor claims against securities broker Cathie Ann Joughin (also known as Cathie Joughin Barnard) (CRD: 1044884, Bakersfield, California). Particularly, FINRA sanctioned the securities broker, who worked for Ameriprise Financial Services LLC. Allegedly, Joughin did not provide documents and information to FINRA during its investigation into possible violations of […]

January 30, 2023
Cheryl Young Discloses Allegations Of Unsuitable Recommendations

Investors have come forward with complaints about securities broker Cheryl Young (also known as Cheryl Lynn Young and Cheryl Lynn Sitze) (CRD:  3065471, Incline Village, NV). Evidently, the securities broker, who worked for Morgan Stanley, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Morgan Stanley and Ameriprise Financial Services clients allege that […]

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