Soreide Law Group is currently investigating the customer complaints of SAGEPOINT FINANCIAL, INC. of Greensboro, North Carolina, financial advisor:
CHRISTOPHER R BICE (CUBBY BICE) CRD#: 3222439
According to FINRA’s BrokerCheck, available to the public on FINRA’s website, Cubby Bice has been in the securities industry for 21 years. Bice has 5 disclosures on his FINRA CRD report. Of the 5 disclosures, 4 are “Customer Disputes.” Three of the customer disputes are currently pending and one is final. The dispute that settled in February of 2020, settled for $350,000.00 following allegations that, “Claimants allege Mr. Bice recommended the purchase of private placements that were unsuitable.”
Some of the allegations listed in the pending customer disputes, one filed in 2020, and two filed in 2018, against CHRISTOPHER R BICE (Cubby Bice) are: unsuitable investment recommendations, investment over-concentration, misrepresentation, and failure to supervise. The damage amounts requested from these three disputes are, $300,000.00, $750,000.00 and $1,000,000.00.
Cubby Bice has been licensed both as a Broker and Investment Advisor. He has been with Sagepoint Financial, Inc. in Greensboro, North Carolina since October of 2005. Bice began his securities career in 1999 with UBS Painewebber. One of the disclosures on his CRD report is an, “Employment Separation After Allegations.” Cubby Bice was discharged from UBS PAINE WEBBER following allegations of, “I directed an employee to sign clients’ names to a new account form.”
If your broker recommended investments that may have been unsuitable or improper for your portfolio, or if you’ve suffered investment losses due to the recommendations or actions of CHRISTOPHER R BICE (Cubby Bice), currently with SAGEPOINT FINANCIAL, INC. of Greensboro, North Carolina, contact Soreide Law Group and speak to an experienced securities lawyer at no cost regarding the possible recovery of your financial losses through a FINRA arbitration at: 888-760-6552.
Soreide Law Group works on a contingency fee basis and represents our clients nationwide before FINRA.
Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors related specifically to Next Level Holdings LLC and its affiliated Yield Wealth investment products. These offerings—including Next Level Notes and Yield Term Deposits—were promoted as high-yield, income-generating investments with purported principal protection. However, significant adverse information has […]
Investors have reportedly disputed the sales practices of securities broker David Robert McCain [CRD: 2039283, Johnson City, Tennessee], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McCain worked for Woodbury Financial Services Inc. from September 4, 2009, to January 19, 2024, Osaic Wealth Inc. from January 19, 2024, to August 22, 2024, and […]
Investors apparently complained about securities broker Ian Christopher McElreath [CRD: 4754189, Atlanta, Georgia], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McElreath worked for Ameritas Investment Company LLC from November 26, 2019, to April 6, 2021; 20/20 Capital Management, Inc from January 17, 2020, to April 20, 2021; Emerson Equity […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com