Investors might have sustained losses due to securities broker Curtis Michael Luckman [CRD: 2865603, Woodbury, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Luckman worked for American Portfolios Financial Services Inc. from January 5, 2004, to October 11, 2024, and Osaic Wealth Inc. from October 11, 2024, to July 9, 2025. Keep reading to find out more about Luckman’s disclosures.
Evidently, on January 28, 2026, an American Portfolios Financial Services client filed FINRA Arbitration No. 26-00197 about Curtis Luckman. Mainly, the client alleged that Luckman solicited investments in promissory notes issued by Income Advantage Fund LLC I and Income Advantage Fund LLC II. The client also alleged misappropriation of investor funds. Because of this, the client allegedly sustained damages associated with private limited liability company interests and promissory notes. Consequently, the client requested compensation from American Portfolios Financial Services or Luckman. BrokerCheck shows that this arbitration is awaiting a resolution.
Particularly, a client of Franklin Securities contested Curtis Luckman’s sales practices by filing NASD Arbitration No. 04-8791. Allegedly, Luckman negligently supervised a registered representative. The claim also alleged unsuitable trading, breach of contract, breach of fiduciary duty, and violations of Section 10(b) of the Securities Exchange Act of 1934. It appears that Luckman caused the client to sustain damages in connection with equities and mutual funds. The matter settled for $120,000, with no individual contribution by Luckman.
Also, a Franklin Securities client filed NASD Arbitration No. 03-07686 about Curtis Luckman. Primarily, the client alleged that Luckman and others breached legal duties relating to the client’s purchases of a security. For this reason, the client allegedly sustained damages tied to variable annuities and penny stocks. The firm opted to settle the matter for $24,000.
Do you have concerns or questions regarding investments you made with Curtis Luckman? You should contact Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, our securities lawyers handle cases on a contingency fee basis and advance all costs. Luckman and brokerage firms Luckman worked for deny accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: TEXAKOMA FINANCIAL, INC. and their registered representative, SHEA PETER KENNEDY (SHEA P KENNEDY) (Repondents). The Claimant resides in Nevada, and according to the lawsuit, around August of 2023, SHEA P KENNEDY contacted the Claimant unsolicited, apparently after the Claimant had […]
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
Phone:
Fax: 1-954-760-6553
Email: [email protected]