SSoreide Law Group has been contacted by investors alleging unsuitable annuity transactions by the following broker:
CYNTHIA MARY COUYOUMJIAN (CYNTHIA COUYOUMJIAN, CYNTHIA MARY KOCZKODAN) CRD#: 1456630
According to FINRA’s BrokerCheck, which is available to the public on FINRA’s website, CYNTHIA COUYOUMJIAN is currently registered with INDEPENDENT FINANCIAL GROUP of Tustin, California, and has 27 Disclosures on her CRD report. Of the 27 Disclosures, 3 are Regulatory, 10 are Financial, and 14 are Customer Disputes. The significance of CYNTHIA COUYOUMJIAN’s FINRA Customer Complaints is underscored in FINRA NOTICE to MEMBERS 03-49. COUYOUMJIAN’s customer complaints rank her in the top one-hundredth percent of all registered representatives for customer complaints. Of the allegations listed in the 14 Customer Disputes, some of the allegations were for unsuitable investment recommendations, misrepresentations when recommending and selling investments, and negligence. These allegations were related to investments in investments such as private equity investments, variable annuities, Tenant in Common (TICs), and other real estate investments. According to FINRA’s BrokerCheck, CYNTHIA COUYOUMJIAN has been registered in the securities industry for 34 years and was listed with 5 firms. She is currently registered with the following firm since May 3, 2010: INDEPENDENT FINANCIAL GROUP, LLC Lars Soreide Highest Ethical Standard Award 2018 15145 WOODLAWN AVENUE, SUITE 100 TUSTIN, CA 92780 She was previously listed with:
07/06/2004 - 05/11/2010 FIRST ALLIED SECURITIES INC - TUSTIN, CA All firms have a responsibility to their clients to adequately supervise their representatives. When they fail to do so, the firm may be held liable for the losses the clients sustain through the actions or recommendations of their brokers or financial advisors. If you’ve suffered losses due to the actions or recommendations of FIRST ALLIED SECURITIES INC of TUSTIN, CALIFORNIA broker, CYNTHIA COUYOUMJIAN, contact Soreide Law Group and speak to a lawyer at no cost regarding the possible recovery of your investment losses through a FINRA arbitration at: 888-760-6552.
Dunmore, Pennsylvania broker Charles Ehnot (CRD 872769) agreed to a two-month FINRA suspension and a fine in an AWC dated August 18, 2026. According to FINRA, he willfully failed to timely amend his Form U4. The missing items were an unsatisfied tax lien and an unsatisfied judgment. Ehnot consented without admitting or denying the findings.
A customer arbitration over investments bought in 2014 appears on Randall Mason's BrokerCheck report, and it ended in an award. Mason (CRD 1758777) denied the customer's unsuitability allegations in a statement on BrokerCheck. A second customer raised similar allegations in an earlier claim, which settled. Both disputes name Parkland Securities as the firm.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: GREAT POINT CAPITAL, LLC, (GREAT POINT) and their former registered representative, SUSAN JANE GITT (SUSAN J GITT, SUSAN JANE SCHULTZ) (Respondents). The Claimants are retired and live in Florida. The lawsuit states that the Claimants were looking for conservative income-generating […]
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