Pablo Gherardi Of Jefferies LLC Barred By FINRA For Failure To Testify In Investigation

FINRA barred securities broker Pablo Leonel Gherardi [CRD: 4602689, Miami, Florida], and one or more investors complained about him, given the publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gherardi worked for Jefferies LLC from May 5, 2017, to December 6, 2024. Investors are encouraged to continue reading to discover more about the disclosures involving this securities broker.

FINRA Sanctioned Gherardi For Alleged Failure To Comply With Investigation Into Financial Transactions

Notably, on May 18, 2026, FINRA issued Case No. 2024084295502 sanctioning Pablo Gherardi. Specifically, Gherardi was barred from associating with any FINRA member in all capacities. Notably, FINRA alleged that Gherardi failed to testify when FINRA investigated possible violations of FINRA rules.

FINRA's investigation stemmed from a regulatory tip and concerns raised by Jefferies LLC when it ended Gherardi's employment on December 6, 2024. According to the firm's termination filing, Jefferies questioned Gherardi's involvement in certain financial transactions and alleged that he conducted business-related communications through unapproved methods before deleting some of those messages. FINRA later sought testimony from Gherardi under FINRA Rule 8210 as part of its review. According to the regulator, Gherardi declined to appear for testimony. FINRA As a result alleged violations of FINRA Rules 8210 and 2010 and imposed a permanent bar.

Pablo Gherardi Discharged By Wells Fargo For Offshore Investment Allegations

Also, Wells Fargo Advisors disaffiliated with Gherardi on November 9, 2016. Allegedly, Gherardi was involved in a client’s offshore investment transaction. The securities broker dealer also claimed that there were discrepancies on documentation associated with the investment.

Wells Fargo Advisors Investor Accused Gherardi Of Unsuitable Recommendations

Additionally, on January 21, 2014, a Wells Fargo Advisors client filed a complaint about Pablo Gherardi. Mainly, the client alleged that Gherardi made unsuitable recommendations, as they exposed the account to a level of risk that did not match the investor's profile and objectives. Because of this, the client allegedly incurred damages linked to foreign debt investments. Consequently, the client requested compensation from Wells Fargo Advisors or Gherardi. The complaint was denied on February 19, 2014.

Are You Looking For More Information About Securities Broker / Financial Advisor Pablo Gherardi?

Do you need guidance on any investment losses relating to Pablo Gherardi? You should contact Soreide Law Group at (888) 760-6552 or online and talk to a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the country. Also, our securities lawyers handle cases on a contingency fee basis and advance all costs. Gherardi and brokerage firms Gherardi worked for deny accusations of sales practice violations.