Investors potentially experienced sales practice violations by securities broker Daniel Joseph McClory (also known as Dan McClory) [CRD: 1390780, Irvine, California], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McClory worked for Boustead Securities LLC beginning July 25, 2016, later became registered with Sutter Securities Incorporated on November 27, 2019, registered with Sutter Securities Clearing LLC on January 15, 2020, and has been registered as a financial advisor with Sutter Capital Partners LLC from July 8, 2017, to July 21, 2021, from May 5, 2021, to December 31, 2025, and again starting January 7, 2026. Keep reading to discover more about McClory’s disclosure history.
Particularly, on October 25, 2025, a Boustead Securities LLC client filed FINRA Arbitration No. 25-02152 about Daniel McClory. Mainly, the client alleged that McClory made unsuitable recommendations connected to private placements. Because of this, the client allegedly sustained damages. As a result, the client requested $950,000 in compensation from Boustead Securities LLC or McClory. BrokerCheck shows that this arbitration is pending a resolution.
Also, a client of Boustead Securities LLC contested Daniel McClory’s sales practices, according to a complaint dated October 25, 2020. Allegedly, the client paid excessive fees. It appears that McClory allegedly caused the client to sustain damages linked to stocks. Therefore, the client sought compensation from Boustead Securities LLC or McClory in this matter. However, this complaint closed without a resolution.
Did you experience losses because of Daniel McClory? Contact Soreide Law Group at (888) 760-6552 or online and talk to a securities attorney regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, our securities lawyers work on a contingency fee arrangement and advance all costs. McClory and brokerage firms McClory worked for deny allegations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: TEXAKOMA FINANCIAL, INC. and their registered representative, SHEA PETER KENNEDY (SHEA P KENNEDY) (Repondents). The Claimant resides in Nevada, and according to the lawsuit, around August of 2023, SHEA P KENNEDY contacted the Claimant unsolicited, apparently after the Claimant had […]
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
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