Soreide Law Group is looking into possible investor claims against securities broker David William Jack (CRD: 2415526, Paramus, New Jersey). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Morgan Stanley. Evidently, investors allege sales practice violations in these disputes, including that Jack made unsuitable recommendations. Here is a brief summary of the disclosures about Jack.
Evidently, on October 31, 2022, a Morgan Stanley client filed a complaint about David Jack. Namely, the client alleged that Jack gave unsuitable advice. Because of this, the client allegedly sustained damages on structured products. Therefore, the client requested compensation from Morgan Stanley or Jack. However, the securities firm denied this complaint.
Also, a client of Morgan Stanley contested David Jack’s sales practices, according to a complaint dated September 22, 2006. Allegedly, Jack engaged in unauthorized trading. Supposedly, Jack possibly caused the client to sustain damages on corporate bonds. Therefore, the client requested compensation from Morgan Stanley or Jack. However, the securities firm denied the complaint.
Specifically, a Prudential Securities Inc. client filed a complaint about David Jack. Namely, the client alleged that Jack engaged in excessive trading. Because of this, the client allegedly sustained damages on equities. Therefore, on October 15, 2002, Prudential Securities Inc. settled this matter by paying the client $210,000 in damages.
Have you sustained damages by investing with David Jack? If you have, then contact Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group, who has effectively recovered money for hundreds of investors across the United States, represents clients on a contingency fee basis and will advance all costs. Jack and brokerage firms Jack worked for deny all allegations of sales practice violations.
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
Every settled customer dispute on Peter Maller's BrokerCheck report names Lincoln Financial as the firm. Maller holds CRD number 2322403. The newest dispute, filed on March 5, 2024, settled on August 15, 2024 for $12,500 against alleged damages of $50,000. The claimants alleged that the representative represented an oil and gas investment as safe.
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