Soreide Law Group is investigating possible investor claims against David Jenson (also known as David Arthur Jenson) (CRD: 1333734, Amarillo, Texas). Notably, FINRA sanctioned the securities broker, who worked for Great Nation Investment Corporation. Allegedly, Jenson failed to provide information and documents to FINRA. This concerns FINRA's investigation into possible FINRA rule violations pertaining to unsuitable recommendations. Here is a brief summary of FINRA’s allegations against Jenson. However, please note that Jenson denies the allegations against him.
Evidently, on January 22, 2021, FINRA issued Case: 2019060783601 sanctioning David Jenson for infractions. Specifically, Jenson was barred as a securities broker, which means he is not permitted by FINRA to work with any FINRA-member firms as a securities broker or in other capacities. Namely, FINRA alleged that Jenson failed to provide information and documents to FINRA when it investigated his potential unsuitable recommendations to clients.
Supposedly, the regulator’s investigation concerned Jenson’s recommendations of church bonds. FINRA sought to determine whether he steered clients towards investigating unreasonably large amounts of their money into those bonds. Notably, the securities broker called FINRA in 2020 to relay that he would not cooperate with its investigation.
Did you sustain damages by investing with David Jenson? If so, feel free to call Soreide Law Group at (888) 760-6552 and speak with a securities attorney about a possible recovery of your investment losses. Soreide Law Group, who has successfully recovered money for hundreds of investors throughout the United States, represents clients on a contingency fee basis and advances all costs. Jenson and brokerage firms Jenson worked for deny any and all allegations of sales practice violations.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
A claim filed on September 11, 2024 names Thomas Hamlin (CRD 2208505) over a 10% Senior Unsecured Note in iCap Fund III. Every disclosure on his BrokerCheck report involves an iCap private placement and names Somerset Securities as the firm. Each one settled, and a settlement is not an admission of wrongdoing.
Peter Po's most recent settlement came on June 28, 2026, when a corporate bond claim settled for $40,000. Po (CRD 3106974) appears in several settled customer disputes over corporate and high-yield bonds. The disclosures name NI Advisors or California Securities as the firm, and each matter ended in a settlement, not a finding.
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