Soreide Law Group is investigating possible investor claims against David Jenson (also known as David Arthur Jenson) (CRD: 1333734, Amarillo, Texas). Notably, FINRA sanctioned the securities broker, who worked for Great Nation Investment Corporation. Allegedly, Jenson failed to provide information and documents to FINRA. This concerns FINRA's investigation into possible FINRA rule violations pertaining to unsuitable recommendations. Here is a brief summary of FINRA’s allegations against Jenson. However, please note that Jenson denies the allegations against him.
Evidently, on January 22, 2021, FINRA issued Case: 2019060783601 sanctioning David Jenson for infractions. Specifically, Jenson was barred as a securities broker, which means he is not permitted by FINRA to work with any FINRA-member firms as a securities broker or in other capacities. Namely, FINRA alleged that Jenson failed to provide information and documents to FINRA when it investigated his potential unsuitable recommendations to clients.
Supposedly, the regulator’s investigation concerned Jenson’s recommendations of church bonds. FINRA sought to determine whether he steered clients towards investigating unreasonably large amounts of their money into those bonds. Notably, the securities broker called FINRA in 2020 to relay that he would not cooperate with its investigation.
Did you sustain damages by investing with David Jenson? If so, feel free to call Soreide Law Group at (888) 760-6552 and speak with a securities attorney about a possible recovery of your investment losses. Soreide Law Group, who has successfully recovered money for hundreds of investors throughout the United States, represents clients on a contingency fee basis and advances all costs. Jenson and brokerage firms Jenson worked for deny any and all allegations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CENTAURUS FINANCIAL, INC (Respondent). The Claimants reside in Arizona and are retired. The Claimants were seeking stable investments that would provide them with income. The lawsuit states that the Claimants have a long-standing relationship with CENTAURUS FINANCIAL and its Financial Advisor, […]
Soreide Law Group is investigating potential investor claims involving DCM US Multi-Family Homes PLC notes sold or recommended through Andbanc Brokerage LLC. They are also investigating sales or recommendations through Andbanc Advisory LLC. Additionally, they are reviewing sales or recommendations through BCI Securities, Inc., Boreal Capital Securities, LLC (also known as Mora Capital Securities), and […]
Soreide Law Group está investigando posibles reclamaciones de inversionistas relacionadas con los bonos de DCM US Multi-Family Homes PLC vendidos o recomendados a través de Andbanc Brokerage LLC, Andbanc Advisory LLC, BCI Securities, Inc., Boreal Capital Securities, LLC (también conocida como Mora Capital Securities). Por otro lado, Mora WM Securities, LLC también estuvo involucrada. Si […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com