DAVID LESLIE LONG JR (DAVID L LONG JR, DAVID L LONG) was previously registered both as a broker and as an investment advisor. Long was most recently registered as a broker with EDWARD JONES of Redmond, Washington, from 12/05/2024 - 03/11/2026. Before EDWARD JONES, DAVID L LONG JR was registered with FORESTERS EQUITY SERVICES INC of San Diego, California, from 02/13/2002 - 03/10/2005. Long is currently not registered with any FINRA firms.
According to FINRA’s BrokerCheck, available to the public on FINRA’s website, DAVID L LONG JR has been in the securities industry for 4 years and was listed with 2 firms. Long has 2 disclosures on his FINRA CRD report.
There is a pending “Customer Dispute” dated 2/20/2026 on DAVID L LONG JR’s FINRA CRD report alleging, “The customer alleges that the former registered representative arranged a hard-money loan between the customer and a third party outside the Firm. The customer asserts that the loan has not been repaid and believes that the former registered representative and the third party may have acted together to defraud him of the loan proceeds.” The damage amount requested is $10,000.00.
On 2/26/2026 an “Employment Separation after Allegations” was listed discharging DAVID L LONG JR from EDWARD JONES following the allegations, “Concerns registered representative did not adhere to Firm policy relating to selling away.”
FINRA’s notice to members clearly states that a registered representative who sells a security away from his or her firm without first obtaining written approval from their firm violates NASD Rule 3040, and a registered person who engages in an outside business activity without prior notice to his or her firm, including the sale of non-securities products, violates NASD Rule 3030. FINRA goes on to say that representatives are required, either under Rule 3030 or Rule 3040, to report in writing, any and all types of business that they plan to conduct away from their firms, whether or not it involves a security.
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