Soreide Law Group, based in Florida, obtained the following information from the May 2018 Disciplinary Report on FINRA’s website regarding Florida broker:
David Warren Olson (CRD #1700644, Largo, Florida)
Olson was barred by FINRA in all capacities for allegedly refusing to provide complete documents and information requested by FINRA during an investigation into allegations that he was involved in an undisclosed outside business activity, and that he solicited a loan from a customer of his member firm for that outside business activity.
(FINRA Case #2016052579701)
FINRA has barred David Warren Olson from acting as a broker or otherwise associating with a broker-dealer firm.
According to FINRA’s BrokerCheck, which is available to the public on FINRA’s website, David Warren Olson has 11 Disclosures on his report. Of the 11 Disclosures, 8 are Customer Disputes. Some of the Customer Disputes allege, among other allegations: UNSUITABLE INVESTMENT RECOMMENDATIONS, MISREPRESENTATION, EXCESSIVE TRADING, and UNSUITABLE OPTION TRANSACTIONS.
David Warren Olson was in the securities industry for 29 years and was listed with 7 firms, the 2 most recent are listed below:
07/30/2010 - 01/13/2017 MORGAN STANLEY - ST. PETERSBURG, FL
10/23/2009 - 08/03/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INC -
CLEARWATER, FL
If you experienced losses due the actions or recommendations of St. Petersburg, Florida, Morgan Stanley former broker, David Warren Olson, contact Soreide Law Group, conveniently based in Florida, for a free consultation with a securities lawyer regarding the possible recovery of your investment losses through a FINRA arbitration at: 888-760-6552.
Soreide Law Group represents clients nationally before FINRA. We operate on a contingency fee basis, no fee to you if no recovery.
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