Soreide Law Group, PLLC, a Securities Arbitration Law Firm, (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, May, 2013.”
Andrew Lewis Pittman (CRD #732632, Registered Representative, Deerfield Beach, Florida)
was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Pittman consented to the described sanction and to the entry of findings that he failed to provide on-the-record testimony during FINRA’s investigation regarding allegations that he improperly used an elderly customer’s funds and was appointed power of attorney for the customer. (FINRA Case #2011029315301)
This broker is currently not registered with FINRA. According to FINRA's BrokerCheck, Andrew Pittman was previously registered with FINRA at the following brokerage firms:
SAMMONS SECURITIES COMPANY, LLC
CRD# 115368
DEERFIELD BEACH, FL
11/2011 - 03/2013
QUESTAR CAPITAL CORPORATION
CRD# 43100
DEERFIELD BEACH, FL
08/2011 - 10/2011
ALLSTATE FINANCIAL SERVICES, LLC
CRD# 18272
CORAL SPRINGS, FL
06/2007 - 08/2011
This ends the information from FINRA’s website.
If you have experienced a financial loss due to your stockbroker or financial advisor’s recommendations, call Soreide Law Group for a free consultation with an attorney at: 888-760-6552.
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