Michael Edward Donnelly (CRD #2276988, Newark, Delaware)
was barred by FINRA for allegedly failing to provide FINRA with requested information and documentation for an investigation related to allegations that he converted client funds.
According to FINRA, after Donnelly received a second request, he informed FINRA that he would not cooperate or provide the requested information and documentation.
(FINRA Case #2014042487201)
Michael E Donnelly was registered in the securities industry for 18 years and was previously registered with the following securities firm(s):
10/2009 - 09/2014 COASTAL EQUITIES, INC. (CRD# 23769) - WILMINGTON, DE
05/2006 - 03/2009 FIRST MIDWEST SECURITIES, INC. (CRD# 21786) - SWEDESBORO, NJ
03/2002 - 04/2005 THE INVESTMENT CENTER, INC. (CRD# 17839) - BEDMINSTER, NJ
12/1998 - 03/2002 AMERICAN INVESTMENT SERVICES, INC. (CRD# 21111) - OKLAHOMA CITY, OK
FINRA expelled the firm in 02/2003
11/1996 - 01/1998 KEYSTONE BROKERAGE, INC. (CRD# 17445) - WILLIAMSPORT, PA
06/1996 - 11/1996 LAUGHLIN GROUP ADVISORS, INC. (CRD# 18272) - LINCOLN, NE
12/1995 - 03/1996 M. H. MEYERSON & CO., INC. (CRD# 540) - JERSEY CITY, NJ
05/1994 - 12/1995 MARKETING ONE SECURITIES, INC. (CRD# 16611) - PORTLAND, OR
04/1993 - 02/1994 THOMAS JAMES ASSOCIATES, INC. (CRD# 15609) - ROCHESTER, NY
FINRA expelled the firm in 03/1999
09/1992 - 02/1993 NEW ENGLAND SECURITIES (CRD# 615) - NEW YORK, NY
This summation of information from FINRA’s website under "Disciplinary and Other FINRA Actions, December 2014," ends here.
Soreide Law Group represents clients nationwide before FINRA. Call for a free consultation with an attorney at: 888-760-6552.
Investors apparently complained about securities broker Debra Dawn Mesle (also known as Debra Dawn Hanebrink and Debbie Mesle) [CRD: 849766, Chesterfield, Missouri], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mesle worked for Merrill Lynch from June 30, 2006, to January 2, 2026, and has worked for Huntleigh Securities Corporation and Huntleigh […]
Investors potentially experienced sales practice violations by securities broker Francis Stephen Zoracki, also known as Frank Zoracki [CRD: 1363103, Irwin, Pennsylvania], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Zoracki has worked for Cambridge Investment Research Inc. since September 28, 2011; Cambridge Investment Research Advisors Inc. since September 28, 2011; and Duncan […]
Investors may have suffered financial harm by securities broker and investment adviser Loren James Grabau [CRD: 6984490, Santa Maria, California], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Grabau worked for Independent Financial Group LLC from April 8, 2019, to August 19, 2025. See below to discover more about Grabau’s disclosures. […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com