Michael Edward Donnelly (CRD #2276988, Newark, Delaware) was barred by FINRA for allegedly failing to provide FINRA with requested information and documentation for an investigation related to allegations that he converted client funds. According to FINRA, after Donnelly received a second request, he informed FINRA that he would not cooperate or provide the requested information […]

Eric William Johnson (CRD #2142522, Hinsdale, New York) was barred by FINRA for the alleged misappropriation of more than $1 million from at least six firm customers’ brokerage accounts at his member firm. Eric Johnson was register in the securities industry for 23 years. FINRA's findings stated that Johnson made wire transfers of funds from […]